Filing Details

Accession Number:
0001567619-20-004811
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-02-25 16:25:40
Reporting Period:
2020-02-21
Accepted Time:
2020-02-25 16:25:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
77360 Pentair Plc PNR Special Industry Machinery (No Metalworking Machinery) (3550) 981050812
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1430408 C Mark Borin 5500 Wayzata Blvd., Suite 900
Golden Valley MN 55416
Evp & Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Acquisiton 2020-02-21 15,184 $33.72 45,834 No 4 M Direct
Common Shares Acquisiton 2020-02-21 26,559 $32.83 72,393 No 4 M Direct
Common Shares Disposition 2020-02-21 2,979 $44.56 69,414 No 4 F Direct
Common Shares Disposition 2020-02-21 13,217 $44.67 56,197 No 4 S Direct
Common Shares Disposition 2020-02-21 24,538 $44.73 31,659 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 F Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Shares Employee Stock Option (right to buy) Disposition 2020-02-21 15,184 $0.00 15,184 $33.72
Common Shares Employee Stock Option (right to buy) Disposition 2020-02-21 26,559 $0.00 26,559 $32.83
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2023-01-02 No 4 M Direct
0 2026-01-04 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Shares - Deferral Plan 13,268 Indirect Plan Agent
Common Shares - Esop 681 Indirect Plan Agent
Footnotes
  1. Shares delivered to pay option exercise price applicable to the exercise of stock options and shares withheld to pay taxes applicable to the exercise of stock options.
  2. The price in Column 4 is a weighted average price. The prices actually received ranged from $44.62 to $44.71. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
  3. The price in Column 4 is a weighted average price. The prices actually received ranged from $44.71 to $44.775. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
  4. End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transactions not required to be reported pursuant to Section 16(a).
  5. This option is presently exercisable in full.