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Filing Details

Accession Number:: 0001790565-20-000002
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-02-24 21:50:58
Reporting Period:: 2020-02-20

Accepted Time:: 2020-02-24 21:50:58
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1318605	Tesla Inc.	TSLA	Motor Vehicles & Passenger Car Bodies (3711)	912197729

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1495158	J. Antonio Gracias	C/O Tesla, Inc. 3500 Deer Creek Road Palo Alto CA 94304		Yes	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2020-02-20	25,000	$261.89	25,509	No	4	M	Direct
Common Stock	Acquisiton	2020-02-20	25,500	$250.69	51,009	No	4	M	Direct
Common Stock	Acquisiton	2020-02-20	13,458	$342.77	64,467	No	4	M	Direct
Common Stock	Acquisiton	2020-02-20	13,194	$370.83	77,661	No	4	M	Direct
Common Stock	Disposition	2020-02-20	300	$883.83	77,361	No	4	S	Direct
Common Stock	Disposition	2020-02-20	1,584	$885.16	75,777	No	4	S	Direct
Common Stock	Disposition	2020-02-20	2,516	$886.05	73,261	No	4	S	Direct
Common Stock	Disposition	2020-02-20	5,218	$887.16	68,043	No	4	S	Direct
Common Stock	Disposition	2020-02-20	5,307	$888.21	62,736	No	4	S	Direct
Common Stock	Disposition	2020-02-20	4,417	$889.22	58,319	No	4	S	Direct
Common Stock	Disposition	2020-02-20	7,677	$890.19	50,642	No	4	S	Direct
Common Stock	Disposition	2020-02-20	11,608	$891.25	39,034	No	4	S	Direct
Common Stock	Disposition	2020-02-20	9,621	$892.21	29,413	No	4	S	Direct
Common Stock	Disposition	2020-02-20	3,404	$893.27	26,009	No	4	S	Direct
Common Stock	Disposition	2020-02-20	700	$894.11	25,309	No	4	S	Direct
Common Stock	Disposition	2020-02-20	1,215	$895.30	24,094	No	4	S	Direct
Common Stock	Disposition	2020-02-20	2,651	$896.46	21,443	No	4	S	Direct
Common Stock	Disposition	2020-02-20	4,915	$897.56	16,528	No	4	S	Direct
Common Stock	Disposition	2020-02-20	10,997	$898.39	5,531	No	4	S	Direct
Common Stock	Disposition	2020-02-20	4,922	$899.43	609	No	4	S	Direct
Common Stock	Disposition	2020-02-20	100	$900.05	509	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Non-Qualified Stock Option (right to buy)	Disposition	2020-02-20	25,500	$0.00	25,500	$250.69
Common Stock	Non-Qualified Stock Option (right to buy)	Disposition	2020-02-20	25,000	$0.00	25,000	$261.89
Common Stock	Non-Qualified Stock Option (right to buy)	Disposition	2020-02-20	13,458	$0.00	13,458	$342.77
Common Stock	Non-Qualified Stock Option (right to buy)	Disposition	2020-02-20	13,194	$0.00	13,194	$370.83

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
25,500	2022-06-12	No	4	M	Direct
25,000	2022-06-18	No	4	M	Direct
37,542	2025-06-12	No	4	M	Direct
36,806	2025-06-18	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	268,857	Indirect	by AJG Growth Fund

Footnotes

The shares shown in this Form 4 as held by the reporting person and AJG Growth Fund LLC reflect the transfer of certain shares previously held by Valor Equity Management II, LP, of which the reporting person is the manager, and which shares were also previously attributed to the reporting person.
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $883.790 to $883.880, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $884.580 to $885.560, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $885.605 to $886.600, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $886.660 to $887.650, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $887.730 to $888.720, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $888.745 to $889.740, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $889.750 to $890.730, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $890.755 to $891.720, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $891.760 to $892.750, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $892.760 to $893.750, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $893.790 to $894.740, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $894.880 to $895.630, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $896.000 to $896.970, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $897.000 to $897.960, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $898.000 to $898.985, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $899.000 to $899.960, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
These shares are owned directly by AJG Growth Fund LLC. The reporting person is the manager of AJG Growth Fund LLC and may be deemed to have an indirect pecuniary interest in the shares owned by AJG Growth Fund LLC. The reporting person disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein.
This stock option award is a triennial equity award granted pursuant to the Company's 2010 Equity Incentive Plan and Outside Director Compensation Policy. 1/36th of the shares granted became vested and exercisable as of each monthly anniversary of June 12, 2015, such that all shares subject to the Option became fully vested and exercisable by June 12, 2018.
This stock option award is a triennial equity award granted pursuant to the Company's 2010 Equity Incentive Plan and Outside Director Compensation Policy. 1/36th of the shares granted became vested and exercisable as of each monthly anniversary of June 18, 2015, such that all shares subject to the Option became fully vested and exercisable by June 18, 2018.
This stock option award is a triennial equity award granted pursuant to the Company's 2010 Equity Incentive Plan and Outside Director Compensation Policy. 1/36th of the shares granted shall become vested and exercisable as of each monthly anniversary beginning on June 12, 2018, such that all shares subject to the Option shall be fully vested and exercisable by June 12, 2021.
This stock option award is a triennial equity award granted pursuant to the Company's 2010 Equity Incentive Plan and Outside Director Compensation Policy. 1/36th of the shares granted shall become vested and exercisable as of each monthly anniversary beginning on June 18, 2018, such that all shares subject to the Option shall be fully vested and exercisable by June 18, 2021.