Filing Details
- Accession Number:
- 0001790565-20-000001
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-02-24 21:25:08
- Reporting Period:
- 2020-02-20
- Accepted Time:
- 2020-02-24 21:25:08
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1318605 | Tesla Inc. | TSLA | Motor Vehicles & Passenger Car Bodies (3711) | 912197729 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1790565 | D Andrew Baglino | C/O Tesla, Inc. 3500 Deer Creek Road Palo Alto CA 94304 | Svp Powertrain And Energy Eng. | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-02-20 | 998 | $241.93 | 4,805 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2020-02-20 | 1,000 | $258.18 | 5,805 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2020-02-20 | 1,000 | $313.56 | 6,805 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2020-02-20 | 1,000 | $207.85 | 7,805 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-02-20 | 4,000 | $891.93 | 3,805 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2020-02-20 | 998 | $0.00 | 998 | $241.93 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2020-02-20 | 1,000 | $0.00 | 1,000 | $207.85 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2020-02-20 | 1,000 | $0.00 | 1,000 | $313.56 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2020-02-20 | 1,000 | $0.00 | 1,000 | $258.18 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 6,020 | 2024-11-10 | No | 4 | M | Direct | |
| 6,335 | 2026-01-11 | No | 4 | M | Direct | |
| 13,046 | 2028-03-19 | No | 4 | M | Direct | |
| 40,725 | 2029-07-19 | No | 4 | M | Direct |
Footnotes
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $891.6187 to $892.3927, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- 1/4th of the shares subject to the option vested and became exercisable on each of October 6, 2015, May 15, 2017, and July 30, 2017, and the remainder of the shares subject to the option shall become vested and exercisable upon achievement of a certain performance milestone specified in the option agreement with an expiration date of November 10, 2024.
- Represents part of a single option award grant, including Incentive Stock Options, initially for an aggregate 26,479 shares. 1/48th of the aggregate shares subject to the option became vested and exercisable on February 11, 2016 and 1/48th of the shares subject to the option become vested and exercisable on each monthly anniversary thereafter, so that all such shares subject to this award became fully vested on January 11, 2020.
- Represents part of a single option award grant, including Incentive Stock Options, initially for an aggregate 15,000 shares. 1/60th of the aggregate shares subject to the option became vested and exercisable on March 27, 2018 and 1/60th of the shares subject to the option become vested and exercisable on each monthly anniversary thereafter, so that all such shares subject to this award will be fully vested on December 27, 2022.
- Represents part of a single option award grant, including Incentive Stock Options, initially for an aggregate 42,112 shares. 1/60th of the aggregate shares subject to the option became vested and exercisable on July 24, 2019 and 1/60th of the shares subject to the option become vested and exercisable on each monthly anniversary thereafter, so that all such shares subject to this award will be fully vested on April 24, 2024.
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