Filing Details
- Accession Number:
- 0001437749-20-003420
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-02-24 21:02:08
- Reporting Period:
- 2020-02-20
- Accepted Time:
- 2020-02-24 21:02:08
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1421517 | Energy Recovery Inc. | ERII | Special Industry Machinery, Nec (3559) | 010616867 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1668423 | Emily Smith | C/O Energy Recovery 1717 Doolittle Drive San Leandro CA 94577 | Svp, Corp Dev And Ops | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2020-02-20 | 7,683 | $11.02 | 46,357 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-02-21 | 180 | $11.00 | 46,177 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-02-24 | 125 | $10.42 | 46,052 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | F | Direct |
Footnotes
- This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 13, 2019.
- This figure is the weighted average sales price of multiple transactions. The Reporting Person undertakes to provide the SEC staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request.
- Payment of tax obligation by withholding securities incident to the vesting of the securities in accordance with Rule 16b-3(e).
Billionaire Hedge Funds
