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Filing Details

Accession Number:: 0001179110-20-002167
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-02-24 19:50:33
Reporting Period:: 2020-02-20

Accepted Time:: 2020-02-24 19:50:33
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
31462	Ecolab Inc.	ECL	Soap, Detergents, Cleang Preparations, Perfumes, Cosmetics (2840)	410231510

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1520218	Roberto Inchaustegui	1 Ecolab Place Saint Paul MN 55102	Evp & Pres-Global Serv & Spec	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2020-02-20	18,290	$103.27	43,844	No	4	M	Direct
Common Stock	Disposition	2020-02-20	1,766	$206.18	42,078	No	4	S	Direct
Common Stock	Disposition	2020-02-20	7,596	$208.17	34,482	No	4	S	Direct
Common Stock	Disposition	2020-02-20	7,688	$209.20	26,794	No	4	S	Direct
Common Stock	Disposition	2020-02-20	1,240	$210.51	25,554	No	4	S	Direct
Common Stock	Acquisiton	2020-02-21	7,312	$0.00	32,866	No	4	A	Direct
Common Stock	Disposition	2020-02-21	3,287	$207.21	29,579	No	4	F	Direct
Common Stock	Disposition	2020-02-21	808	$380.22	846	No	4	I	Indirect	By Ecolab Savings Plan

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	A	Direct
No	4	F	Direct
No	4	I	Indirect	By Ecolab Savings Plan

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2020-02-20	18,290	$0.00	18,290	$103.27
Common Stock	Restricted Stock Units	Disposition	2020-02-21	7,312	$0.00	7,312	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2014-12-04	2023-12-04	No	4	M	Direct
0			No	4	M	Direct

Footnotes

The total reported in Column 5 has been adjusted to correct an overstatement of total holdings by 25,880 shares first reflected in a Form 4 filed on March 8, 2019.
The shares were sold in multiple trades at prices ranging from $206.110 to $206.215, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
The shares were sold in multiple trades at prices ranging from $208.000 to $208.740, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
The shares were sold in multiple trades at prices ranging from $209.040 to $209.520, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
The shares were sold in multiple trades at prices ranging from $210.495 to $210.575, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
On February 21, 2018, the reporting person was granted 7,312 restricted stock units, vesting as of 100% of the units on the second anniversary of the date of grant. The restricted stock units convert into common stock on a one-for-one basis.
Reflects the reporting person's payment of minimum statutory tax obligations by withholding shares of Ecolab Common Stock incident to the vesting of restricted stock units in accordance with Rule 16b-3.
Represents and intra-plan transfer of 808.16 UNITS from the Ecolab Stock Fund of the Ecolab Savings Plan (401(k) Plan) at a price of $378.06 per UNIT. This is the equivalent of approximately 1,481 shares of the Issuer's Common Stock at a price of $207.50 per share. The Number of UNITS in the Ecolab Stock Fund of the Ecolab Savings Plan remaining as of February 21, 2020 includes 4.009 UNITS acquired since the reporting person's last report.(The 846.210 UNITS remaining are the equivalent of approximately 1,551 SHARES of the issuer's Common Stock.)
The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant.