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Filing Details

Accession Number:: 0001179110-20-002161
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-02-24 19:46:33
Reporting Period:: 2020-02-20

Accepted Time:: 2020-02-24 19:46:33
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
31462	Ecolab Inc.	ECL	Soap, Detergents, Cleang Preparations, Perfumes, Cosmetics (2840)	410231510

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1198753	Jr M Douglas Baker	1 Ecolab Place Saint Paul MN 55102	Chairman And Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2020-02-20	195,800	$71.54	750,104	No	4	M	Direct
Common Stock	Disposition	2020-02-20	41,963	$205.76	708,141	No	4	S	Direct
Common Stock	Disposition	2020-02-20	102,499	$206.30	605,642	No	4	S	Direct
Common Stock	Disposition	2020-02-02	9,233	$207.66	596,409	No	4	S	Direct
Common Stock	Disposition	2020-02-20	17,513	$208.76	578,896	No	4	S	Direct
Common Stock	Disposition	2020-02-20	748	$209.25	578,148	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2020-02-20	195,800	$0.00	195,800	$71.54

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2013-12-05	2022-12-05	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	7,050	Indirect	By Wife
Common Stock	72,850	Indirect	By Julie M. Baker 2012 Irrevocable Trust
Common Stock	72,500	Indirect	By Douglas M. Baker, Jr. 2012 Irrevocable Trust
Common Stock	5,653	Indirect	By Ecolab Savings Plan

Footnotes

This transaction was executed in multiple trades at prices ranging from $205.030 to $206.020, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $206.030 to $206.985, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $207.050 to $208.040, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $208.190 to $209.180, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $209.190 to $209.310, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Number of UNITS in the Ecolab Stock Fund of the Ecolab Savings Plan (401(k) Plan) as of January 31, 2020. Includes 13.711 UNITS acquired since the reporting person's last report. (The 5,653.151 UNITS are the equivalent of approximately 10,364 SHARES of the issuer's Common Stock.)
The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant.