Filing Details

Accession Number:
0000895345-20-000248
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-02-24 17:17:32
Reporting Period:
2020-02-20
Accepted Time:
2020-02-24 17:17:32
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1604643 Evoqua Water Technologies Corp. AQUA Refrigeration & Service Industry Machinery (3580) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1720147 Rodney Aulick Evoqua Water Technologies Corp.
210 Sixth Avenue
Pittsburgh PA 15222
Executive Vice President No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-02-20 20,194 $4.64 114,127 No 4 M Direct
Common Stock Disposition 2020-02-20 20,194 $24.89 93,933 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2020-02-20 20,194 $0.00 20,194 $4.64
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
224,141 2024-03-06 No 4 M Direct
Footnotes
  1. This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 12, 2019.
  2. This amount includes 23,477 unvested restricted stock units in respect of the issuer's common stock. Subject to the reporting person's continued employment with the issuer through the applicable vesting date, 11,839 of these restricted stock units are scheduled to vest in equal installments on each of January 1, 2021, January 1, 2022 and January 1, 2023 and settle within 30 days of the applicable vesting date and 11,638 of these restricted stock units are scheduled to vest in equal installments on each of January 1, 2021, January 1, 2022, January 1, 2023 and January 1, 2024 and settle within 30 days of the applicable vesting date.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.51 to $25.185, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  4. This option is fully vested.