Filing Details
- Accession Number:
- 0001104659-20-024316
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-02-24 17:03:59
- Reporting Period:
- 2020-02-20
- Accepted Time:
- 2020-02-24 17:03:59
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1176948 | Ares Management Corp | ARES | Investment Advice (6282) | 954656677 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1493586 | Ryan Berry | 2000 Avenue Of The Stars 12Th Floor Los Angeles CA 90067 | Chief Mktg. & Strategy Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2020-02-20 | 29,726 | $40.18 | 600,640 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 2,700 | Indirect | By Retirement Savings Plan |
Class A Common Stock | 7,387 | Indirect | By Spouse's SEP IRA |
Class A Common Stock | 99,685 | Indirect | By Reporting Person & Spouse as joint tenants with right of survivorship |
Class A Common Stock | 5,003 | Indirect | By IRA |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold on February 20, 2020 in multiple transactions at prices ranging from $40.09 to $40.34, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Reflects 600,640 restricted units granted under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units vest in installments in accordance with the applicable restricted unit award agreement.