Home > Insider Trading > Filing (0001209191-20-012000)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1477246	S&W Seed Co	SANW	()	MD

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
918537	F Michael Price	C/O Mfp Investors Llc 909 Third Avenue, 33Rd Floor New York NY 10022	No	No	Yes	Yes
1074749	Mfp Partners Lp	C/O Mfp Investors Llc 909 Third Avenue, 33Rd Floor New York NY 10022	No	No	Yes	Yes
1105685	Mfp Investors Llc	909 Third Avenue, 33Rd Floor New York NY 10022	No	No	Yes	Yes

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock, Par Value $0.01 Per Share	Acquisiton	2020-02-20	2,258	$2.36	15,947,275	No	4	P	Direct
Common Stock, Par Value $0.01 Per Share	Acquisiton	2020-02-21	17,378	$2.50	15,964,653	No	4	P	Direct
Common Stock, Par Value $0.01 Per Share	Acquisiton	2020-02-24	2,649	$2.60	15,967,302	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct

Footnotes

This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with S&W Seed Company (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors.
MFP Partners is the direct beneficial owner of the shares of common stock of the Company ("Common Stock") reported herein. Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such shares of Common Stock; however, each such Reporting Person disclaims beneficial ownership of such shares of Common Stock except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the shares of Common Stock described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.