Filing Details
- Accession Number:
- 0001104659-20-024084
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-02-24 07:43:44
- Reporting Period:
- 2020-02-18
- Accepted Time:
- 2020-02-24 07:43:44
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1093691 | Plug Power Inc | PLUG | Electrical Industrial Apparatus (3620) | 223672377 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1637696 | Daniel Martin Hull | C/O Plug Power Inc. 968 Albany Shaker Road Latham NY 12110 | Corporate Controller And Cao | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Plug Power Common Stock | Acquisiton | 2020-02-18 | 25,000 | $2.52 | 33,836 | No | 4 | M | Direct | |
| Plug Power Common Stock | Acquisiton | 2020-02-18 | 10,000 | $1.72 | 43,836 | No | 4 | M | Direct | |
| Plug Power Common Stock | Disposition | 2020-02-18 | 35,000 | $5.00 | 8,836 | No | 4 | S | Direct | |
| Plug Power Common Stock | Acquisiton | 2020-02-19 | 25,000 | $2.52 | 33,836 | No | 4 | M | Direct | |
| Plug Power Common Stock | Acquisiton | 2020-02-19 | 10,000 | $1.72 | 43,836 | No | 4 | M | Direct | |
| Plug Power Common Stock | Disposition | 2020-02-19 | 35,000 | $5.50 | 8,836 | No | 4 | S | Direct | |
| Plug Power Common Stock | Acquisiton | 2020-02-20 | 35,000 | $1.72 | 43,836 | No | 4 | M | Direct | |
| Plug Power Common Stock | Disposition | 2020-02-20 | 35,000 | $6.00 | 8,836 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2020-02-18 | 25,000 | $0.00 | 25,000 | $2.52 |
| Common Stock | Stock Option (right to buy) | Disposition | 2020-02-18 | 10,000 | $0.00 | 10,000 | $1.72 |
| Common Stock | Stock Option (right to buy) | Disposition | 2020-02-19 | 25,000 | $0.00 | 25,000 | $2.52 |
| Common Stock | Stock Option (right to buy) | Disposition | 2020-02-19 | 10,000 | $0.00 | 10,000 | $1.72 |
| Common Stock | Stock Option (right to buy) | Disposition | 2020-02-20 | 35,000 | $0.00 | 35,000 | $1.72 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 25,000 | 2025-04-01 | No | 4 | M | Direct | |
| 45,000 | 2026-08-09 | No | 4 | M | Direct | |
| 0 | 2025-04-01 | No | 4 | M | Direct | |
| 35,000 | 2026-08-09 | No | 4 | M | Direct | |
| 0 | 2026-08-09 | No | 4 | M | Direct |
Footnotes
- Shares sold pursuant to a pre-established 10b5-1 trading plan.
- The Form 4 filed on April 1, 2015 included an incorrect exercise price ($2.60) and an incorrect expiration date (12/01/2025).
- The stock option granted to the reporting person is fully vested and exercisable as of the date hereof.
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