Filing Details
- Accession Number:
- 0001209191-20-011852
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-02-21 21:20:24
- Reporting Period:
- 2020-02-19
- Accepted Time:
- 2020-02-21 21:20:24
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1596967 | Moelis & Co | MC | Investment Advice (6282) | 464500216 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1604471 | R. Osamu Watanabe | C/O Moelis &Amp; Company 399 Park Avenue, 5Th Floor New York NY 10022 | General Counsel, Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Disposition | 2020-02-19 | 16,969 | $37.54 | 131 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2020-02-20 | 17,333 | $0.00 | 17,464 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2020-02-20 | 194 | $36.72 | 17,270 | No | 4 | F | Direct | |
| Class A Common Stock | Disposition | 2020-02-20 | 8,667 | $36.72 | 8,603 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | 2014 Incentive RSUs Granted in 2015 | Disposition | 2020-02-20 | 4,961 | $0.00 | 4,961 | $0.00 |
| Class A Common Stock | 2015 Incentive RSUs | Disposition | 2020-02-20 | 4,414 | $0.00 | 4,414 | $0.00 |
| Class A Common Stock | 2016 Incentive RSUs | Disposition | 2020-02-20 | 3,027 | $0.00 | 3,027 | $0.00 |
| Class A Common Stock | 2017 Incentive RSUs | Disposition | 2020-02-20 | 2,434 | $0.00 | 2,434 | $0.00 |
| Class A Common Stock | 2018 Incentive RSUs | Disposition | 2020-02-20 | 2,497 | $0.00 | 2,497 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | M | Direct | ||
| 4,415 | No | 4 | M | Direct | ||
| 6,053 | No | 4 | M | Direct | ||
| 7,305 | No | 4 | M | Direct | ||
| 9,990 | No | 4 | M | Direct |
Footnotes
- Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs).
- The RSUs were settled for Class A common stock on February 20, 2020.
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