Filing Details
- Accession Number:
- 0001437749-20-003265
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-02-21 15:30:51
- Reporting Period:
- 2020-02-19
- Accepted Time:
- 2020-02-21 15:30:51
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1136174 | Catasys Inc. | CATS | Services-Misc Health & Allied Services, Nec (8090) | 880464853 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1378591 | E David Smith | C/O Coast Asset Management, Llc 11150 Santa Monica Boulevard, Suite 1400 Los Angeles CA 90025 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.0001 Per Share | Disposition | 2020-02-06 | 796 | $18.84 | 983,624 | No | 4 | S | Indirect | Through Shamus, LLC |
| Common Stock, Par Value $0.0001 Per Share | Disposition | 2020-02-19 | 71,852 | $18.80 | 911,772 | No | 4 | S | Indirect | Through Shamus, LLC |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | Through Shamus, LLC |
| No | 4 | S | Indirect | Through Shamus, LLC |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.31 to $18.56. The Reporting Person undertakes to provide Catasys, Inc., any security holder of Catasys, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 1 to this Form 4.
- Following the transactions, the Reporting Person is no longer a 10% owner.
Billionaire Hedge Funds
