Filing Details
- Accession Number:
- 0001225208-20-003061
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-02-21 15:16:12
- Reporting Period:
- 2020-02-19
- Accepted Time:
- 2020-02-21 15:16:12
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
823768 | Waste Management Inc | WM | Refuse Systems (4953) | 731309529 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1761525 | Steve Batchelor | 1001 Fannin Street Houston TX 77002 | Sr. Vice President Operations | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-02-20 | 10,442 | $36.89 | 31,467 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2020-02-20 | 9,146 | $41.37 | 40,613 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2020-02-20 | 8,003 | $34.94 | 48,616 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2020-02-20 | 7,342 | $54.64 | 55,958 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2020-02-20 | 6,350 | $56.24 | 62,308 | No | 4 | M | Direct | |
Common Stock | Disposition | 2020-02-20 | 41,463 | $123.71 | 20,845 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Acquisiton | 2020-02-19 | 20,860 | $0.00 | 20,860 | $126.01 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2020-02-20 | 7,342 | $54.64 | 7,342 | $54.64 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2020-02-20 | 6,350 | $56.24 | 6,350 | $56.24 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2020-02-20 | 9,146 | $41.37 | 9,146 | $41.37 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2020-02-20 | 10,442 | $36.89 | 10,442 | $36.89 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2020-02-20 | 8,003 | $34.94 | 8,003 | $34.94 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
20,860 | 2021-02-20 | 2030-02-20 | No | 4 | A | Direct |
0 | 2016-02-25 | 2025-02-25 | No | 4 | M | Direct |
180 | 2017-02-26 | 2027-02-26 | No | 4 | M | Direct |
0 | 2015-03-07 | 2024-03-07 | No | 4 | M | Direct |
0 | 2014-03-08 | 2023-03-08 | No | 4 | M | Direct |
0 | 2013-03-09 | 2022-03-09 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 966 | Indirect | By 401(k) Plan |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $123.5250 to $123.89. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Stock option granted pursuant to Waste Management, Inc. 2014 Stock Incentive Plan. The stock option vests 25% on the first and second anniversary of the date of grant with the remaining 50% on the third anniversary of the date of grant.
- Stock option granted pursuant to Waste Management, Inc. 2009 Stock Incentive Plan. The stock option vests 25% on the first and second anniversary of the date of grant with the remaining 50% on the third anniversary of the date of grant.