Filing Details
- Accession Number:
- 0001127602-20-006820
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-02-21 10:49:30
- Reporting Period:
- 2020-02-20
- Accepted Time:
- 2020-02-21 10:49:30
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1137774 | Prudential Financial Inc | PRU | Life Insurance (6311) | 223703799 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1723202 | Candace Woods | 751 Broad Street, 4Th Floor Attn. Corporate Compliance Newark NJ 07102 | Senior Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-02-20 | 1,494 | $0.00 | 10,915 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-02-20 | 1,494 | $94.32 | 9,421 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | 2011 Employee Stock Option (Right to Buy) | Disposition | 2020-02-20 | 1,494 | $0.00 | 1,494 | $64.01 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2021-02-08 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,429 | Indirect | By 401(k) |
Footnotes
- Following the transaction reported on this Form 4, Mrs. Woods continues to hold 9,421 shares directly and 1,429 shares indirectly in a 401(k) account. Mrs. Woods also holds an additional 8,659 vested stock options, 5,929 unvested stock options and 9,687 target performance shares (the exact number awarded being dependent on achievement of performance goals).
- The option vests in three equal annual installments beginning on February 8, 2012.
Billionaire Hedge Funds
