Filing Details
- Accession Number:
- 0001127602-20-006819
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-02-21 10:47:31
- Reporting Period:
- 2020-02-19
- Accepted Time:
- 2020-02-21 10:47:31
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1137774 | Prudential Financial Inc | PRU | Life Insurance (6311) | 223703799 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1795452 | F Andrew Sullivan | 751 Broad Street, 4Th Floor Attn: Corporate Compliance Newark NJ 07102 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2020-02-19 | 2,020 | $93.32 | 9,537 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2020-02-19 | 2,524 | $0.00 | 12,061 | No | 4 | M | Direct | |
Common Stock | Disposition | 2020-02-19 | 2,279 | $93.33 | 9,782 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | 2016 Employee Stock Option (Right to Buy) | Disposition | 2020-02-19 | 2,524 | $0.00 | 2,524 | $63.59 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2026-02-09 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 341 | Indirect | By 401(k) |
Footnotes
- Following the transaction reported on this Form 4, Mr. Sullivan continues to hold 9,782 shares directly and 341 shares indirectly in a 401(k) account. Mr. Sullivan also holds an additional 9,755 vested stock options, 43,305 unvested stock options, 1,590 deferred compensation shares, and 34,575 target performance shares (the exact number awarded being dependent on achievement of performance goals).
- The options vest in three equal annual installments beginning on February 9, 2017.