Filing Details
- Accession Number:
- 0001209191-20-011323
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-02-20 20:10:21
- Reporting Period:
- 2020-02-18
- Accepted Time:
- 2020-02-20 20:10:21
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1551693 | Sientra Inc. | SIEN | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1455940 | M Jeffrey Nugent | 420 South Fairview Avenue, Suite 200 Santa Barbara CA 93117 | Chairman Of The Board And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2020-02-18 | 16,506 | $6.00 | 326,896 | No | 4 | S | Direct | |
Common Stock | Disposition | 2020-02-19 | 53,513 | $5.93 | 273,383 | No | 4 | S | Direct | |
Common Stock | Disposition | 2020-02-20 | 63,557 | $5.91 | 209,826 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Sales pursuant to the plan will cover taxes and fees incurred in connection with the prior vesting of the Reporting Person's RSUs previously reported by the Reporting Person on a Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.94 to $6.08, inclusive. The Reporting Person undertakes to provide to Sientra, Inc., any security holder of Sientra, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.86 to $6.08, inclusive. The Reporting Person undertakes to provide to Sientra, Inc., any security holder of Sientra, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.81 to $6.00, inclusive. The Reporting Person undertakes to provide to Sientra, Inc., any security holder of Sientra, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.