Filing Details

Accession Number:
0001562180-20-001422
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-02-20 19:57:21
Reporting Period:
2020-02-18
Accepted Time:
2020-02-20 19:57:21
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1459839 Si-Bone Inc. SIBN () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1218802 Laura Francis C/O Si-Bone, Inc.
471 El Camino Real, Suite 101
Santa Clara CA 95050
Chief Financial Officer No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-02-18 1,194 $4.68 141,569 No 4 M Direct
Common Stock Disposition 2020-02-18 1,194 $20.47 140,375 No 4 S Direct
Common Stock Acquisiton 2020-02-18 7,553 $4.32 147,928 No 4 M Direct
Common Stock Disposition 2020-02-18 7,553 $20.47 140,375 No 4 S Direct
Common Stock Disposition 2020-02-18 481 $20.37 139,894 No 4 S Direct
Common Stock Disposition 2020-02-18 422 $20.37 139,472 No 4 S Direct
Common Stock Disposition 2020-02-19 944 $21.24 138,528 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2020-02-18 1,194 $0.00 1,194 $4.68
Common Stock Stock Option (Right to Buy) Disposition 2020-02-18 7,553 $0.00 7,553 $4.32
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
16,113 2027-03-01 No 4 M Direct
156,103 2025-05-25 No 4 M Direct
Footnotes
  1. The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan.
  2. The price reported in column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $20.20 to $20.70, inclusive. The Reporting Person undertakes to provide the Issuer, any securityholder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  3. The sale reported on this Form 4 represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. The sale satisfies the tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.
  4. The price reported in column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $21.239 to $21.25, inclusive. The Reporting Person undertakes to provide the Issuer, any securityholder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  5. Includes 90,501 shares issuable on settlement of restricted stock units granted to the Reporting Person. Each restricted stock unit represents a contingent right to receive one shares of the Issuer's common stock.
  6. The shares subject to the option vest in equal monthly installments over four years commencing on vesting commencement date, subject to Reporting Person's continued service through each relevant vesting date.