Filing Details
- Accession Number:
- 0001193805-20-000246
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-02-20 18:30:15
- Reporting Period:
- 2020-02-18
- Accepted Time:
- 2020-02-20 18:30:15
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1112920 | Globalscape Inc | GSB | Services-Prepackaged Software (7372) | 742785449 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1749885 | J. Karen Young | 4500 Lockhill-Selma Road Suite 150 San Antonio TX 78249 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-02-18 | 3,788 | $2.40 | 16,489 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-02-18 | 3,788 | $9.71 | 12,701 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2020-02-19 | 4,523 | $2.40 | 17,224 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2020-02-19 | 63 | $3.52 | 17,287 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-02-19 | 4,586 | $9.71 | 12,701 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2020-02-20 | 20 | $2.40 | 12,721 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2020-02-20 | 5,237 | $3.52 | 17,958 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2020-02-20 | 3,333 | $3.73 | 21,291 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2020-02-20 | 15,610 | $3.59 | 36,901 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-02-20 | 24,200 | $9.72 | 12,701 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2020-02-18 | 3,788 | $0.00 | 3,788 | $2.40 |
| Common Stock | Stock Option (right to buy) | Disposition | 2020-02-19 | 4,523 | $0.00 | 4,523 | $2.40 |
| Common Stock | Stock Option (right to buy) | Disposition | 2020-02-19 | 63 | $0.00 | 63 | $3.52 |
| Common Stock | Stock Option (right to buy) | Disposition | 2020-02-20 | 20 | $0.00 | 20 | $2.40 |
| Common Stock | Stock Option (right to buy) | Disposition | 2020-02-20 | 5,237 | $0.00 | 5,237 | $3.52 |
| Common Stock | Stock Option (right to buy) | Disposition | 2020-02-20 | 3,333 | $0.00 | 3,333 | $3.73 |
| Common Stock | Stock Option (right to buy) | Disposition | 2020-02-20 | 15,610 | $0.00 | 15,610 | $3.59 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 4,543 | 2025-01-29 | No | 4 | M | Direct | |
| 20 | 2025-01-29 | No | 4 | M | Direct | |
| 5,237 | 2026-02-01 | No | 4 | M | Direct | |
| 0 | 2025-01-29 | No | 4 | M | Direct | |
| 0 | 2026-02-01 | No | 4 | M | Direct | |
| 1,667 | 2027-02-08 | No | 4 | M | Direct | |
| 84,390 | 2028-08-07 | No | 4 | M | Direct |
Footnotes
- These options were granted on January 29, 2015 and are fully vested.
- These options were granted on February 1, 2016 and are fully vested.
- These options were granted on february 8, 2017 and are fully vested.
- These options were granted on August 7, 2018. One third of the total shares under this option vest and are available for purchase on each annual anniversary date of the grant date of the option.
Billionaire Hedge Funds
