Filing Details
- Accession Number:
- 0001104659-20-023445
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-02-20 17:01:13
- Reporting Period:
- 2020-02-18
- Accepted Time:
- 2020-02-20 17:01:13
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1513761 | Norwegian Cruise Line Holdings Ltd. | NCLH | Water Transportation (4400) | 980691007 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1625861 | J Frank Rio Del | 7665 Corporate Center Drive Miami FL 33126 | Pres. & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2020-02-18 | 4,000 | $51.80 | 388,094 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2020-02-20 | 158,870 | $0.00 | 546,964 | No | 4 | A | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | A | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 40,160 | Indirect | By Breeze Hill Investments, LLC |
Common Stock | 17,912 | Indirect | By GCO Management, LLC |
Common Stock | 27,875 | Indirect | By FJDR Family Trust |
Footnotes
- The sales reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 10, 2019.
- The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $51.51 to $52.26, inclusive. The reporting person undertakes to provide to Norwegian Cruise Line Holdings Ltd. ("NCLH"), any security holder of NCLH, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2).
- Each restricted share unit represents the contingent right to receive one share of NCLH's common stock upon vesting.
- Represents a grant of restricted share units under NCLH's Amended and Restated 2013 Performance Incentive Plan on March 1, 2018. The restricted share units were originally subject to performance hurdles. The Compensation Committee determined the performance conditions were achieved on February 20, 2020, and the restricted share units will vest on March 1, 2021.