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Filing Details

Accession Number:: 0000899243-20-005304
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-02-20 16:45:09
Reporting Period:: 2020-02-10

Accepted Time:: 2020-02-20 16:45:09
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1604868	Growgeneration Corp.	GRWG	Retail-Building Materials, Hardware, Garden Supply (5200)	465008129

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1796617	Gotham Green Partners Llc	1437 4Th Street Santa Monica CA 90401		No	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2020-02-10	13,600	$5.96	2,986,494	No	4	S	Indirect	By Gotham Green Fund 1 (Q), L.P.
Common Stock	Disposition	2020-02-10	3,400	$5.96	746,506	No	4	S	Indirect	By Gotham Green Fund 1, L.P.
Common Stock	Disposition	2020-02-11	30,111	$5.91	2,956,383	No	4	S	Indirect	By Gotham Green Fund 1 (Q), L.P.
Common Stock	Disposition	2020-02-11	7,527	$5.91	738,979	No	4	S	Indirect	By Gotham Green Fund 1, L.P.
Common Stock	Disposition	2020-02-12	56,002	$5.68	2,900,381	No	4	S	Indirect	By Gotham Green Fund 1 (Q), L.P.
Common Stock	Disposition	2020-02-12	13,998	$5.68	724,981	No	4	S	Indirect	By Gotham Green Fund 1, L.P.
Common Stock	Disposition	2020-02-13	16,000	$5.73	2,884,381	No	4	S	Indirect	By Gotham Green Fund 1 (Q), L.P.
Common Stock	Disposition	2020-02-13	4,000	$5.73	720,981	No	4	S	Indirect	By Gotham Green Fund 1, L.P.
Common Stock	Disposition	2020-02-14	120,404	$6.02	2,763,977	No	4	S	Indirect	By Gotham Green Fund 1 (Q), L.P.
Common Stock	Disposition	2020-02-14	30,096	$6.02	690,885	No	4	S	Indirect	By Gotham Green Fund 1, L.P.
Common Stock	Disposition	2020-02-18	83,892	$6.56	2,680,085	No	4	S	Indirect	By Gotham Green Fund 1 (Q), L.P.
Common Stock	Disposition	2020-02-18	20,970	$6.56	669,915	No	4	S	Indirect	By Gotham Green Fund 1, L.P.
Common Stock	Disposition	2020-02-19	50,353	$6.55	2,629,732	No	4	S	Indirect	By Gotham Green Fund 1 (Q), L.P.
Common Stock	Disposition	2020-02-19	12,586	$6.55	657,329	No	4	S	Indirect	By Gotham Green Fund 1, L.P.

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	By Gotham Green Fund 1 (Q), L.P.
No	4	S	Indirect	By Gotham Green Fund 1, L.P.
No	4	S	Indirect	By Gotham Green Fund 1 (Q), L.P.
No	4	S	Indirect	By Gotham Green Fund 1, L.P.
No	4	S	Indirect	By Gotham Green Fund 1 (Q), L.P.
No	4	S	Indirect	By Gotham Green Fund 1, L.P.
No	4	S	Indirect	By Gotham Green Fund 1 (Q), L.P.
No	4	S	Indirect	By Gotham Green Fund 1, L.P.
No	4	S	Indirect	By Gotham Green Fund 1 (Q), L.P.
No	4	S	Indirect	By Gotham Green Fund 1, L.P.
No	4	S	Indirect	By Gotham Green Fund 1 (Q), L.P.
No	4	S	Indirect	By Gotham Green Fund 1, L.P.
No	4	S	Indirect	By Gotham Green Fund 1 (Q), L.P.
No	4	S	Indirect	By Gotham Green Fund 1, L.P.

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	1,101,135	Indirect	By Gotham Green Fund I1 (Q), L.P.
Common Stock	189,187	Indirect	By Gotham Green Fund II, L.P.

Footnotes

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $5.70 to $6.29, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $5.74 to $6.0403, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $5.36 to $5.92, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $5.64 to $5.80, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $5.87 to $6.37, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $6.09 to $6.76, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $6.27 to $6.66, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.
Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP.
On December 13, 2019, the Reporting Person filed a Form 3 (the "Prior Report") which inadvertently stated the names in footnote 1 of the general partner entities as Gotham Green Fund 1 GP LLC and Gotham Green Fund II GP LLC, rather than Gotham Green GP 1 LLC and Gotham Green GP II LLC. This Form 4 filing corrects the error in the Prior Report.