Filing Details
- Accession Number:
- 0001567619-20-004459
- Form Type:
- 5
- Zero Holdings:
- No
- Publication Time:
- 2020-02-20 16:35:51
- Reporting Period:
- 2019-09-05
- Accepted Time:
- 2020-02-20 16:35:51
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1437402 | Ardelyx Inc. | ARDX | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1611311 | P. David Rosenbaum | C/O Ardelyx, Inc. 34175 Ardenwood Blvd, Suite 200 Fremont CA 94555 | Chief Development Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2019-09-05 | 3,000 | $5.03 | 20,638 | No | 4 | S | Indirect | By wife |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By wife |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 77,592 | Indirect | Family Trust |
| Common Stock | 162,966 | Direct |
Footnotes
- Reflects the adjusted total which includes the purchase of 2,609 shares under the Ardelyx EmployeeStock Purchase Plan on August 31, 2019.
- The shares are directly held by the Reporting Person's wife.
- The shares are directly held by David Paul Rosenbaum and Susan Edelstein Rosenbaum, Trustees of the David Paul Rosenbaum Family Trust.
- Reflects the adjusted total which includes the purchase of 2,795 shares under the Ardelyx EmployeeStock Purchase Plan on August 31, 2019.
Billionaire Hedge Funds
