Filing Details
- Accession Number:
- 0001209191-20-010896
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-02-20 07:00:18
- Reporting Period:
- 2020-02-18
- Accepted Time:
- 2020-02-20 07:00:18
- SEC Url:
- Form 4 Filing
Issuer
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1288707 | E Thomas Hale | C/O Svmk Inc. One Curiosity Way San Mateo CA 94403 | President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-02-18 | 91,600 | $0.00 | 551,460 | No | 4 | A | Direct | |
| Common Stock | Acquisiton | 2020-02-19 | 20,000 | $13.20 | 571,460 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2020-02-19 | 26,667 | $12.35 | 598,127 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-02-19 | 46,667 | $21.07 | 551,460 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Acquisiton | 2020-02-18 | 183,200 | $0.00 | 183,200 | $21.32 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2020-02-19 | 20,000 | $0.00 | 20,000 | $13.20 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2020-02-19 | 26,667 | $0.00 | 26,667 | $12.35 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 183,200 | 2030-02-18 | No | 4 | A | Direct | |
| 165,000 | 2028-03-05 | No | 4 | M | Direct | |
| 240,000 | 2029-02-15 | No | 4 | M | Direct |
Footnotes
- Grant of Restricted Stock Units ("RSUs") 1/12th of the total number of RSUs will vest on 05/15/2020 and 1/12th of the total number of RSUs will vest quarterly thereafter, subject to the Reporting Person's continued employment or service to the Company until fully vested.
- Certain of these securities are restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock, subject to the applicable vesting schedule and conditions.
- Shares were sold pursuant to a duly adopted 10b5-1 trading plan, which was entered into in accordance with the Issuer's insider trading policy and provides for periodic sales as part of a liquidity and diversification strategy.
- This transaction was executed in multiple trades at prices ranging from $20.72 to $21.41. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Grant of Stock Options ("NSOs"). 1/12th of the total number of NSOs will vest on 05/15/2020 and 1/12th of the total number of NSOs will vest quarterly thereafter, subject to the Reporting Person's continued service to the Company until fully vested.
- The option vested as to 1/12th of the total number of shares on 05/15/2018 and an additional 1/12th of the total number of option shares vest quarterly thereafter, subject to the Reporting Person's continued employment or service to the Company until fully vested.
- The option vested as to 1/12th of the total number of shares on 05/15/2019 and an additional 1/12th of the total number of option shares vest quarterly thereafter, subject to the Reporting Person's continued employment or service to the Company until fully vested.
Billionaire Hedge Funds
