Filing Details
- Accession Number:
- 0001209191-20-010776
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-02-19 18:41:54
- Reporting Period:
- 2020-02-15
- Accepted Time:
- 2020-02-19 18:41:54
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1664703 | Bloom Energy Corp | BE | Electrical Industrial Apparatus (3620) | 770565408 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1746127 | Swaminathan Venkataraman | 4353 North First Street San Jose CA 95134 | Evp Of Engineering And Cto | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2020-02-18 | 6,156 | $11.46 | 243,173 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 389,146 | Indirect | By trust |
Footnotes
- Sales of shares to cover tax withholding obligation incurred upon settlement of RSUs that vested on February 15, 2020 (the initial acquisition of which had already been reported on Table I), executed pursuant to a Rule 10b5-1 trading plan entered into by reporting person. Proceeds of sales were tendered to the issuer for payment to the applicable taxing authorities.
- The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $11.22 to $11.62, inclusive. The reporting person undertakes to provide Bloom Energy Corporation, any security holder of Bloom Energy Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- Includes 2,500 shares acquired on February 14, 2020 pursuant to Issuer's Employee Stock Purchase Plan.
- Held by The Venkataraman Living Trust UTA dtd 6/8/2011 of which the reporting person is a trustee.