Filing Details
- Accession Number:
- 0001406666-20-000015
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-02-19 17:40:16
- Reporting Period:
- 2020-02-18
- Accepted Time:
- 2020-02-19 17:40:16
- SEC Url:
- Form 4 Filing
Issuer
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1211436 | J Donald Listwin | C/O Calix, Inc. 2777 Orchard Parkway San Jose CA 95134 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-02-18 | 10,000 | $10.20 | 735,000 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2020-02-18 | 10,000 | $10.20 | 235,000 | No | 4 | P | Indirect | See Footnote |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Indirect | See Footnote |
Footnotes
- Shares purchased between $10.19 and $10.22 per share at a weighted average price of $10.2016. The reporting person will provide full information regarding the number of shares purchased at each purchase price upon request.
- Amount of securities beneficially owned includes 21,148 unvested restricted stock units.
- Shares purchased between $10.19 and $10.22 per share at a weighted average price of $10.2019. The reporting person will provide full information regarding the number of shares purchased at each purchase price upon request.
- Shares held by No Mas Ninos, L.P. The reporting person is a general partner of No Mas Ninos, L.P. and may be deemed to have shared voting and investment power over the shares held by the partnership.
Billionaire Hedge Funds
