Filing Details

Accession Number:
0001016281-20-000022
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-02-18 21:07:54
Reporting Period:
2020-02-14
Accepted Time:
2020-02-18 21:07:54
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1016281 Carriage Services Inc CSV Services-Personal Services (7200) 760423828
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1557459 Donald Paul Elliott 3040 Post Oak Blvd.
Suite 300
Houston TX 77056
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2020-02-14 436 $24.55 24,498 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 6,029 Indirect Joint with spouse
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Performance Award $0.00 2023-12-31 10,500 10,500 Direct
Common Stock Stock Options $25.43 2028-02-14 16,610 16,610 Direct
Common Stock Stock Options $26.54 2027-03-21 38,600 38,600 Direct
Common Stock Stock Options $20.06 2026-02-23 17,300 17,300 Direct
Common Stock Stock Options $22.58 2022-02-24 38,000 38,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2023-12-31 10,500 10,500 Direct
2028-02-14 16,610 16,610 Direct
2027-03-21 38,600 38,600 Direct
2026-02-23 17,300 17,300 Direct
2022-02-24 38,000 38,000 Direct
Footnotes
  1. Represents shares withheld on February 14, 2020 to cover taxes associated with the vesting of shares of restricted stock granted on February 14, 2018.
  2. Represents performance awards, payable in shares, granted under the Carriage Services, Inc. 2017 Omnibus Incentive Plan. The award will vest (if at all) on December 31, 2023 provided that certain criteria surrounding share price performance is achieved and the Reporting Person has remained continuously employed by Carriage through such date.
  3. Stock Options granted pursuant to the Carriage Services, Inc. 2017 Omnibus Plan which 1/5 vested on 2/14/2019, 1/5 vested on 2/14/2020 and 1/5 will vest on 2/14/2021, 2/14/2022 and 2/14/2023. The options expire on 2/14/2028.
  4. Stock Options granted pursuant to the Carriage Services, Inc. Second Amended and Restated 2006 Long-Term Incentive Plan which 1/5 vested on 3/21/2018, 1/5 vested on 3/21/2019 and 1/5 will vest on 3/21/2020, 3/21/2021 and 3/21/2022. These stock options expire on 3/21/2027.
  5. Stock Options granted pursuant to the Carriage Services, Inc. Second Amended and Restated 2006 Long-Term Incentive Plan which vested 1/5 on 2/23/2017, 1/5 vested on 2/23/18, 1/5 vested on 2/23/19 and will vest 1/5 on 2/23/2020 and 2/23/2021. These stock options expire on 2/23/2026.
  6. Stock Option grant pursuant to the Carriage Services, Inc. Amended and Restated 2006 Long-Term Incentive Plan which vested 1/3 on 2/24/2016, 1/3 on 2/24/2017 and 1/3 on 2/24/2018. These stock options expire on 02/24/2022.