Filing Details
- Accession Number:
- 0000886163-20-000016
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-02-18 17:09:04
- Reporting Period:
- 2020-02-13
- Accepted Time:
- 2020-02-18 17:09:04
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
886163 | Ligand Pharmaceuticals Inc | LGND | Pharmaceutical Preparations (2834) | 770160744 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1237556 | W Matthew Foehr | 3911 Sorrento Valley Boulevard, Ste 110 San Diego CA 92121 | President And Coo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-02-13 | 496 | $21.92 | 148,833 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2020-02-13 | 7,396 | $0.00 | 156,229 | No | 4 | A | Direct | |
Common Stock | Acquisiton | 2020-02-14 | 7,225 | $14.47 | 163,454 | No | 4 | M | Direct | |
Common Stock | Disposition | 2020-02-14 | 7,225 | $95.84 | 156,229 | No | 4 | S | Direct | |
Common Stock | Disposition | 2020-02-15 | 869 | $97.23 | 155,360 | No | 4 | F | Direct | |
Common Stock | Disposition | 2020-02-15 | 447 | $97.23 | 154,913 | No | 4 | F | Direct | |
Common Stock | Disposition | 2020-02-15 | 1,170 | $97.23 | 153,743 | No | 4 | F | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | A | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | F | Direct | |
No | 4 | F | Direct | |
No | 4 | F | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2020-02-14 | 7,225 | $0.00 | 7,225 | $14.47 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2020-02-13 | 496 | $0.00 | 496 | $21.92 |
Common Stock | Employee Stock Option (right to buy) | Acquisiton | 2020-02-13 | 33,210 | $0.00 | 33,210 | $95.68 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
14,450 | 2022-02-09 | No | 4 | M | Direct | |
68,331 | 2023-02-15 | No | 4 | M | Direct | |
33,210 | 2030-02-13 | No | 4 | A | Direct |
Footnotes
- The sale(s) reported on this Form 4 were made pursuant to a written trading plan adopted by the Reporting Person on November 15, 2019, in accordance with Rule 10b5-1.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $94.45 to $96.55, inclusive. The reporting person undertakes to provide, upon request to the Securities Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Represents shares withheld to satisfy tax withholding obligations upon the vesting of previously reported restricted stock units that were granted on 02/24/2017.
- Represents shares withheld to satisfy tax withholding obligations upon the vesting of previously reported restricted stock units that were granted on 03/02/2018.
- Represents shares withheld to satisfy tax withholding obligations upon the vesting of previously reported restricted stock units that were granted on 02/11/2019.
- Grant to reporting person of options, exercisable over a 4-year period measured from the date of grant, 12-1/2% after six months, then 1/48th of the Option Shares per month thereafter. The date of grant was 02/09/12.
- Grant to reporting person of options, exercisable over a 4-year period measured from the date of grant, 12-1/2% after six months, then 1/48th of the Option Shares per month thereafter. The date of grant was 02/15/13.
- Grant to reporting person of options to purchase shares of common stock ("Option Shares"), exerciseable over a 4-year period measured from the date of grant, 12-1/2% after six months, then 1/48th of the Option Shares per month thereafter. The date of grant is 02/13/2020.