Home > Insider Trading > Filing (0001731122-20-000162)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1559172	Diego Pellicer Worldwide Inc	DPWW	Services-Educational Services (8200)	331223037

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1700315	Iii Nello Gonfiantini	6160 Plumas St Suite 100 Reno NV 89519	Chief Executive Officer	Yes	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock ("Shares")	Acquisiton	2016-06-03	5,000	$6.00	5,000	No	5	P	Direct
Common Stock ("Shares")	Acquisiton	2017-05-19	56,240	$0.00	61,240	No	5	A	Direct
Common Stock ("Shares")	Acquisiton	2018-10-19	1,363,124	$0.00	1,424,364	No	5	A	Direct
Common Stock ("Shares")	Acquisiton	2019-04-02	1,193,958	$0.00	2,618,322	No	5	A	Direct
Common Stock ("Shares")	Acquisiton	2019-05-30	500,000	$0.00	2,118,322	No	5	G	Direct
Common Stock ("Shares")	Acquisiton	2019-12-31	8,333,097	$0.00	10,451,419	No	5	A	Indirect	*

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	5	P	Direct
No	5	A	Direct
No	5	A	Direct
No	5	A	Direct
No	5	G	Direct
No	5	A	Indirect	*

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Shares	Stock Options	Acquisiton	2017-07-07	1,000,000	$0.30	1,000,000	$0.30
Common Shares	Stock Options	Acquisiton	2017-08-01	1,224,795	$0.25	1,224,795	$0.25
Common Shares	Stock Options	Acquisiton	2018-02-01	1,224,795	$0.25	1,224,795	$0.25

Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
2016-05-12	2020-05-12	No	5	A	Direct
2017-08-01	2027-02-01	No	5	A	Direct
2018-02-01	2027-02-01	No	5	A	Direct

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Shares	Stock Options	$0.25	2016-05-12	2027-02-01	172,480	0	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2027-02-01	172,480	0	Direct

Footnotes

Reporting Person received these shares as a grant pursuant his Employment Agreement;
Reporting Person received these shares as a grant pursuant his Employment Agreement;
Reporting Person received these shares as a grant pursuant his Employment Agreement;
Reporting Person gifted 500,000 shares to various individuals;
Reporting Person received these shares as a grant pursuant his Employment Agreement;
As reported on his Form 3 filed on July 7, 2017, Reporting Person received an aggregate 3, 449,590 non-qualified stock options: 1,000,000, exercisable at $.30 per share over the term cited above, 1,224,795 of which were exercisable over a 10-year term, commencing on 8/1/2017, at $.25 per share, and 1224,795 of which were exercisable over a 10-year term, commencing 2/1/2018, at $.25 per share, pursuant to his Employment Agreement; all 3,449,590 stock options were reduced to 172,480 stock options as a result of a 20 for 1 reverse stock split. Following the 20 for 1 reverse stock split, Reporting Person cancelled and returned all of these stock options to the Issuer;
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