Filing Details
- Accession Number:
- 0001225208-20-002631
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-02-18 16:31:30
- Reporting Period:
- 2020-02-13
- Accepted Time:
- 2020-02-18 16:31:30
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 823768 | Waste Management Inc | WM | Refuse Systems (4953) | 731309529 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1523568 | Jr C James Fish | 1001 Fannin Street Houston TX 77002 | Pres, Chief Executive Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-02-13 | 111,183 | $124.06 | 355,982 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2020-02-13 | 42,541 | $124.06 | 313,441 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2020-02-14 | 1,217 | $125.09 | 312,224 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-02-18 | 67,425 | $125.79 | 244,799 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 3,947 | Indirect | By 401(k) Plan |
| Common Stock | 588 | Indirect | Fish 2018 Annual Exclusion Trust 1 |
| Common Stock | 588 | Indirect | Fish 2018 Annual Exclusion Trust 2 |
Footnotes
- Settlement of performance share award granted under Waste Management, Inc. 2014 Stock Incentive Plan
- Sale of additional shares to cover personal federal income tax obligation pursuant to a Rule 10b5-1 Trading Plan.
- This transaction was executed in multiple trades at prices ranging from $125.09 to $125.12. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Sale of shares pursuant to a Rule 10b5-1 Trading Plan
- This transaction was executed in multiple trades at prices ranging from $125.35 to $126.28. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
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