Filing Details
- Accession Number:
- 0001209191-20-010084
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-02-18 16:15:55
- Reporting Period:
- 2020-02-11
- Accepted Time:
- 2020-02-18 16:15:55
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1163165 | Conocophillips | COP | Petroleum Refining (2911) | 010562944 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1445607 | Ellen Desanctis | 16930 Park Row Dr. Houston TX 77084 | Senior Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-02-13 | 10,324 | $0.00 | 32,902 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-02-13 | 2,542 | $59.03 | 30,360 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2020-02-14 | 7,782 | $58.55 | 22,578 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2020-02-14 | 34,100 | $33.13 | 56,678 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-02-14 | 34,100 | $58.55 | 22,578 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Units | Acquisiton | 2020-02-11 | 7,968 | $0.00 | 7,968 | $0.00 |
| Common Stock | Stock Units | Acquisiton | 2020-02-11 | 26,595 | $0.00 | 26,595 | $0.00 |
| Common Stock | Stock Units | Acquisiton | 2020-02-13 | 10,324 | $0.00 | 10,324 | $0.00 |
| Common Stock | Stock Options (Right to Buy) | Acquisiton | 2020-02-14 | 34,100 | $0.00 | 34,100 | $33.13 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 7,968 | No | 4 | A | Direct | ||
| 26,595 | No | 4 | A | Direct | ||
| 0 | No | 4 | M | Direct | ||
| 32,000 | 2026-02-16 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 557 | Indirect | By ConocoPhillips Savings Plan |
Footnotes
- Each stock unit was the economic equivalent of one share of common stock and settled in shares.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.49 to $58.59, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges provided herein.
- Includes units acquired through routine dividend transactions that are exempt under rule 16b-3.
- The stock units represent ConocoPhillips common stock on a 1-for-1 basis.
- The stock unit grant settles 3 years from date of grant, but may be eligible for full or partial early settlement upon termination of employment after attainment of age 55 with five years of service, layoff, death or disability, or a change of control.
- The stock units do not have an expiration date.
- The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; (d) termination of employment following a change in control; or (e) February 20, 2020. During the escrow period, the reporting person may not dispose of the stock units. The stock units will be settled in cash on the later of (a) the end of the escrow period or (b) the earlier of (i) death; (ii) February 20, 2020; or (iii) six months after separation from service in which case the stock units will be settled in cash based on the fair market value of the units on that date.
- Stock unit grant settles 2 years from date of grant, but may be eligible for early settlement upon termination of employment after layoff, death or disability, or a change of control.
- The stock options were exercisable on February 16, 2019.
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