Filing Details
- Accession Number:
- 0001214659-20-001560
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-02-18 16:05:16
- Reporting Period:
- 2019-12-17
- Accepted Time:
- 2020-02-18 16:05:16
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 814547 | Fair Isaac Corp | FICO | Services-Business Services, Nec (7389) | 941499887 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1205411 | Richard Deal | 181 Metro Drive San Jose CA 95110 | Executive Vice President | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2019-12-17 | 58,670 | $364.12 | 0 | No | 5 | G | Direct | |
| Common Stock | Acquisiton | 2019-12-17 | 58,670 | $364.12 | 58,670 | No | 5 | G | Indirect | The Richard S. Deal Revocable Trust |
| Common Stock | Acquisiton | 2020-02-13 | 7,355 | $72.06 | 66,025 | No | 4 | M | Indirect | The Richard S. Deal Revocable Trust |
| Common Stock | Disposition | 2020-02-13 | 7,355 | $420.01 | 58,670 | No | 4 | S | Indirect | The Richard S. Deal Revocable Trust |
| Common Stock | Acquisiton | 2020-02-14 | 5,558 | $72.06 | 64,228 | No | 4 | M | Indirect | The Richard S. Deal Revocable Trust |
| Common Stock | Disposition | 2020-02-14 | 3,976 | $420.37 | 60,252 | No | 4 | S | Indirect | The Richard S. Deal Revocable Trust |
| Common Stock | Disposition | 2020-02-14 | 782 | $421.27 | 59,470 | No | 4 | S | Indirect | The Richard S. Deal Revocable Trust |
| Common Stock | Disposition | 2020-02-14 | 800 | $422.13 | 58,670 | No | 4 | S | Indirect | The Richard S. Deal Revocable Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | G | Direct | |
| No | 5 | G | Indirect | The Richard S. Deal Revocable Trust |
| No | 4 | M | Indirect | The Richard S. Deal Revocable Trust |
| No | 4 | S | Indirect | The Richard S. Deal Revocable Trust |
| No | 4 | M | Indirect | The Richard S. Deal Revocable Trust |
| No | 4 | S | Indirect | The Richard S. Deal Revocable Trust |
| No | 4 | S | Indirect | The Richard S. Deal Revocable Trust |
| No | 4 | S | Indirect | The Richard S. Deal Revocable Trust |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Option (right-to-buy) | Disposition | 2020-02-13 | 7,355 | $0.00 | 7,355 | $72.06 |
| Common Stock | Non-Qualified Option (right-to-buy) | Disposition | 2020-02-14 | 5,558 | $0.00 | 5,558 | $72.06 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 15,558 | 2015-12-08 | 2021-12-07 | No | 4 | M | Direct |
| 10,000 | 2015-12-08 | 2021-12-07 | No | 4 | M | Direct |
Footnotes
- Effective December 17, 2019 58,670 shares Directly owned by the Insider were transferred to his Revocable Trust.
- This transaction was executed in multiple trades at prices ranging from $420.00 to $420.32. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- This transaction was executed in multiple trades at prices ranging from $420.00 to $420.97. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- This transaction was executed in multiple trades at prices ranging from $421.00 to $421.765. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- This transaction was executed in multiple trades at prices ranging from $422.00 to $422.45. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
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