Filing Details
- Accession Number:
- 0001209191-20-009861
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-02-18 07:05:21
- Reporting Period:
- 2020-02-13
- Accepted Time:
- 2020-02-18 07:05:21
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1478320 | Adaptive Biotechnologies Corp | ADPT | Biological Products, (No Disgnostic Substances) (2836) | 270907024 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1780649 | M Chad Robins | C/O Adaptive Biotechnologies Corporation 1551 Eastlake Ave E Ste 200 Seattle WA 98102 | Ceo And Chairman | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-02-13 | 11,120 | $0.33 | 1,889,300 | No | 4 | M | Direct | |
Common Stock | Disposition | 2020-02-13 | 11,120 | $31.56 | 1,878,180 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2020-02-13 | 11,120 | $0.00 | 11,120 | $0.33 |
Common Stock | Stock Option (Right to Buy) | Acquisiton | 2020-02-13 | 300,000 | $0.00 | 300,000 | $31.71 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
713,280 | 2021-12-20 | No | 4 | M | Direct | |
300,000 | 2030-02-13 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 500,000 | Indirect | By HSR 2014 Mother's Trust U/T/A dated June 17, 2014 |
Common Stock | 350,000 | Indirect | By HSR 2017 Trust Trust for Descendants u/a/d November 10, 2017 |
Footnotes
- These transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 22, 2019.
- The price reported for this transaction is a weighted-average price. The shares were sold in multiple transactions ranging from $31.02 to 31.91, inclusive. The reporting person undertakes to provide to Adaptive Biotechnologies Corporation, any security holder of Adaptive Biotechnologies Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in any footnotes to this Form 4.
- The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
- The options are fully vested and exercisable.
- The options will vest with respect to 1/4 of such shares on February 13, 2021, with 1/48 of such shares vesting thereafter at the end of each full month of continuous service until fully vested.