Filing Details
- Accession Number:
- 0001213900-20-004044
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-02-14 19:31:53
- Reporting Period:
- 2020-02-12
- Accepted Time:
- 2020-02-14 19:31:53
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1715768 | Peninsula Acquisition Corp | NONE | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1455971 | N. Mark Tompkins | Apt. 1, Via Guidino 23 Lugano-Paradiso V8 6900 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.0001 | Disposition | 2020-02-12 | 657,699 | $0.00 | 1,500,000 | No | 4 | J | Direct | |
Common Stock, Par Value $0.0001 | Acquisiton | 2020-02-12 | 25,000 | $4.00 | 1,525,000 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | J | Direct | |
No | 4 | P | Direct |
Footnotes
- Pursuant to the terms and conditions of that certain Agreement and Plan of Merger and Reorganization, dated as of February 12, 2020, by and among Transphorm, Inc., f/k/a Peninsula Acquisition Corporation (the "Issuer"), Peninsula Acquisition Sub, Inc. ("Acquisition Sub"), and Transphorm Technology, Inc., f/k/a Transphorm, Inc. ("Transphorm"), on February 12, 2020, Acquisition Sub merged with and into Transphorm, with Transphorm continuing as the surviving entity (the "Merger") and as the Issuer's wholly-owned subsidiary. Pursuant to the terms of a stock forfeiture letter, the reporting person forfeited and canceled 657,699 shares of the Issuer's common stock immediately prior to the consummation of the Merger.
- These shares were purchased in the initial closing of the Issuer's private placement offering held on February 12, 2020.