Home > Insider Trading > Filing (0001225208-20-002382)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
26172	Cummins Inc	CMI	Engines & Turbines (3510)	350257090

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1699982	C Christopher Clulow	500 Jackson Street Columbus IN 47201	Vp - Corporate Controller	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common	Acquisiton	2020-02-13	220	$67.58	2,233	No	4	M	Direct
Common	Disposition	2020-02-13	150	$167.58	2,083	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common	Stock Option (Right-to-Buy)	Disposition	2020-02-13	220	$0.00	220	$67.58

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2012-06-01	2020-06-01	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common	285	Indirect	By 401(k) Plan

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common	Stock Option (Right-to-Buy)	$98.67	2015-11-13	2025-11-13	300	300	Direct
Common	Stock Option (Right-to-Buy)	$99.00	2012-08-03	2022-08-03	200	200	Direct
Common	Stock Option (Right-to-Buy)	$109.09	2019-04-04	2026-04-04	1,265	1,265	Direct
Common	Stock Option (Right-to-Buy)	$111.84	2015-04-02	2023-04-02	625	625	Direct
Common	Stock Option (Right-to-Buy)	$119.77	2013-05-02	2021-05-02	330	330	Direct
Common	Stock Option (Right-to-Buy)	$120.28	2014-04-02	2022-04-02	370	370	Direct
Common	Stock Option (Right-to-Buy)	$136.82	2018-04-02	2025-04-02	585	585	Direct
Common	Stock Option (Right-to-Buy)	$149.34	2017-04-02	2024-04-02	455	455	Direct
Common	Stock Option (Right-to-Buy)	$149.72	2020-04-03	2027-04-03	2,190	2,190	Direct
Common	Stock Option (Right-to-Buy)	$160.10	2021-04-03	2028-04-03	1,960	1,960	Direct
Common	Stock Option (Right-to-Buy)	$163.43	2022-04-04	2029-04-04	3,390	3,390	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2025-11-13	300	300	Direct
2022-08-03	200	200	Direct
2026-04-04	1,265	1,265	Direct
2023-04-02	625	625	Direct
2021-05-02	330	330	Direct
2022-04-02	370	370	Direct
2025-04-02	585	585	Direct
2024-04-02	455	455	Direct
2027-04-03	2,190	2,190	Direct
2028-04-03	1,960	1,960	Direct
2029-04-04	3,390	3,390	Direct

Footnotes

The stock options exercised and reported on this Form 4 were exercised in "sell-to-cover" transactions with respect to stock options that were set to expire in the near term. Any shares sold in such transactions were sold solely to cover the exercise price, fees and taxes associated with the stock option exercises.
The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents.