Filing Details
- Accession Number:
- 0000067887-20-000021
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-02-14 16:18:37
- Reporting Period:
- 2020-02-13
- Accepted Time:
- 2020-02-14 16:18:37
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
67887 | Moog Inc. | MOGA/MOGB | Misc Industrial & Commercial Machinery & Equipment (3590) | 160757636 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1251990 | P Timothy Balkin | Seneca St And Jamison Rd East Aurora NY 14052 | Treasurer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common | Acquisiton | 2020-02-13 | 3,500 | $36.86 | 3,619 | No | 4 | M | Direct | |
Class A Common | Disposition | 2020-02-13 | 2,116 | $94.99 | 1,503 | No | 4 | F | Direct | |
Class A Common | Disposition | 2020-02-14 | 500 | $93.57 | 1,003 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common | SAR | Disposition | 2020-02-13 | 3,500 | $0.00 | 3,500 | $36.86 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
500 | 2020-11-30 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class B Common | 892 | Direct | |
Class B Common | 1,951 | Indirect | 401 (k) |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Class A Common | SAR | $41.82 | 2021-11-30 | 4,000 | 4,000 | Direct | |
Class A Common | SAR | $36.41 | 2022-11-27 | 4,000 | 4,000 | Direct | |
Class A Common | SAR | $61.69 | 2023-11-11 | 2,000 | 2,000 | Direct | |
Class A Common | SAR | $74.38 | 2024-11-11 | 2,000 | 2,000 | Direct | |
Class A Common | SAR | $63.04 | 2025-11-17 | 667 | 667 | Direct | |
Class B Common | SAR | $65.90 | 2025-11-17 | 1,333 | 1,333 | Direct | |
Class B Common | SAR | $71.65 | 2026-11-15 | 2,000 | 2,000 | Direct | |
Class B Common | SAR | $82.31 | 2027-11-14 | 1,611 | 1,611 | Direct | |
Class B Common | SAR | $80.19 | 2028-11-13 | 1,741 | 1,741 | Direct | |
Class B Common | SAR | $85.95 | 2029-11-12 | 1,736 | 1,736 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2021-11-30 | 4,000 | 4,000 | Direct |
2022-11-27 | 4,000 | 4,000 | Direct |
2023-11-11 | 2,000 | 2,000 | Direct |
2024-11-11 | 2,000 | 2,000 | Direct |
2025-11-17 | 667 | 667 | Direct |
2025-11-17 | 1,333 | 1,333 | Direct |
2026-11-15 | 2,000 | 2,000 | Direct |
2027-11-14 | 1,611 | 1,611 | Direct |
2028-11-13 | 1,741 | 1,741 | Direct |
2029-11-12 | 1,736 | 1,736 | Direct |
Footnotes
- This represents the difference between the number of SARs exercised (3,500) and the number of shares issued as a result of the exercise (1,384). The number of shares to be issued under a SAR exercise is determined by multiplying the number of SARs being exercised by the difference between the FMV on the date of exercise ($94.99) and the exercise price ($36.86). Additional shares are then withheld to satisfy the Company's tax withholding obligations.
- Reflects shares held in Moog Inc. Retirement Savings Plas as of the most recent statement to participants.
- Stock Appreciation Right (SAR) granted under the 2008 Appreciation Rights Plan.
- SARs become exercisable ratably over three years beginning on the first anniversary from the date of grant.
- Stock Appreciation Rights (SAR) granted under the Moog Inc. 2014 Long Term Incentive Plan.