Filing Details
- Accession Number:
- 0001562180-20-001218
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-02-14 16:12:47
- Reporting Period:
- 2020-02-13
- Accepted Time:
- 2020-02-14 16:12:47
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
820318 | Ii-Vi Inc | IIVI | Optical Instruments & Lenses (3827) | 251214948 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1222113 | E Y Marc Pelaez | C/O Ii-Vi Inc. 375 Saxonburg Blvd. Saxonburg PA 16056 | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-02-13 | 7,900 | $16.86 | 71,982 | No | 4 | M | Direct | |
Common Stock | Disposition | 2020-02-13 | 7,900 | $37.83 | 64,082 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Option (Right to Buy) | Disposition | 2020-02-13 | 7,900 | $0.00 | 7,900 | $16.86 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2020-08-21 | No | 4 | M | Direct |
Footnotes
- Represents the weighted average of multiple sale transactions ranging in price from $37.81 to $37.88. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
- The grant of these options previously was reported as covering 3,950 shares at an exercise price of $33.71 per share. These options were adjusted to reflect a 2-for-1 stock split that occurred on June 27, 2011.
- These options vested in five equal annual installments beginning on August 21, 2011.