Filing Details
- Accession Number:
- 0001503453-20-000004
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-02-14 16:03:47
- Reporting Period:
- 2020-02-12
- Accepted Time:
- 2020-02-14 16:03:47
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1001902 | Intevac Inc | IVAC | Special Industry Machinery, Nec (3559) | 943125814 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1237663 | Timothy Justyn | 3560 Bassett Street Santa Clara CA 95054 | Evp & General Manager, | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-02-12 | 6,000 | $4.49 | 114,365 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-02-12 | 6,000 | $6.74 | 108,365 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-02-12 | 4,000 | $6.75 | 104,365 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2020-02-12 | 6,000 | $4.49 | 6,000 | $4.49 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2014-05-09 | 2020-05-09 | No | 4 | M | Direct |
Footnotes
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- These trades occurred within the price range of $6.645 through $6.93. The reported price is the weighted average for trades within this range. The Reporting Person will provide information regarding the number of shares sold at each price upon request by the Commission staff, the Issuer or a security holder of the Issuer.
- These trades occurred within the price range of $6.65 through $6.93. The reported price is the weighted average for trades within this range. The Reporting Person will provide information regarding the number of shares sold at each price upon request by the Commission staff, the Issuer or a security holder of the Issuer.
- The option will vest and become exercisable in four equal installments upon the Reporting Person's completion of each year of service over the four-year period measured from the grant date.
Billionaire Hedge Funds
