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Home > Insider Trading > Filing (0001104659-20-021279)

Filing Details

Accession Number:: 0001104659-20-021279
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-02-14 12:55:07
Reporting Period:: 2020-01-02

Accepted Time:: 2020-02-14 12:55:07
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1509470	Sutter Rock Capital Corp.	SSSS	()	274443543

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1794501	S. Robert Birch	C/O Oppenheimer &Amp; Co Inc., 666 Third Avenue, 12Th Floor New York NY 10017		No	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2020-01-02	25,000	$6.60	1,545,000	No	4	P	Direct
Common Stock	Acquisiton	2020-01-03	25,000	$6.76	1,570,000	No	4	P	Direct
Common Stock	Acquisiton	2020-01-08	25,000	$6.79	1,595,000	No	4	P	Direct
Common Stock	Acquisiton	2020-01-09	25,000	$6.84	1,620,000	No	4	P	Direct
Common Stock	Acquisiton	2020-01-13	25,000	$6.90	1,645,000	No	4	P	Direct
Common Stock	Acquisiton	2020-01-14	25,000	$6.88	1,670,000	No	4	P	Direct
Common Stock	Acquisiton	2020-01-16	20,000	$6.81	1,690,000	No	4	P	Direct
Common Stock	Acquisiton	2020-01-21	10,000	$6.77	1,700,000	No	4	P	Direct
Common Stock	Acquisiton	2020-01-22	11,176	$6.74	1,711,176	No	4	P	Direct
Common Stock	Acquisiton	2020-01-27	25,000	$6.82	1,736,176	No	4	P	Direct
Common Stock	Acquisiton	2020-01-29	25,000	$6.94	1,761,176	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct