Filing Details
- Accession Number:
- 0001321732-20-000033
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-02-13 20:38:41
- Reporting Period:
- 2020-02-11
- Accepted Time:
- 2020-02-13 20:38:41
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1321732 | Penumbra Inc | PEN | Surgical & Medical Instruments & Apparatus (3841) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1651318 | Arani Bose | One Penumbra Place Alameda CA 94502 | Chief Innovator | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2020-02-11 | 10,000 | $185.30 | 580,662 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Footnotes
- The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.
- This transaction was executed in multiple trades at prices ranging from $185.00 to $185.86. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
- Includes 13,471 shares issued to the Reporting Person upon conversion of the Reporting Person's Series B Preferred Stock on September 23, 2015 and reported in a Form 4 filed by the Reporting Person on September 23, 2015, which shares were inadvertently omitted from subsequent Forms 4 filed by the Reporting Person due to administrative oversight.
Billionaire Hedge Funds
