Filing Details
- Accession Number:
- 0001209191-20-009446
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-02-13 20:00:12
- Reporting Period:
- 2020-02-11
- Accepted Time:
- 2020-02-13 20:00:12
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1340652 | Chemocentryx Inc. | CCXI | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1226064 | M Susan Kanaya | C/O Chemocentryx, Inc. 850 Maude Avenue Mountain View CA 94043 | Evp, Cfo And Sec. | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-02-11 | 200 | $8.19 | 94,380 | No | 4 | M | Indirect | Kanaya Family Trust U/A Dtd 10/17/2012 |
| Common Stock | Acquisiton | 2020-02-11 | 2,800 | $10.86 | 97,180 | No | 4 | M | Indirect | Kanaya Family Trust U/A Dtd 10/17/2012 |
| Common Stock | Disposition | 2020-02-11 | 3,000 | $49.50 | 94,180 | No | 4 | S | Indirect | Kanaya Family Trust U/A Dtd 10/17/2012 |
| Common Stock | Acquisiton | 2020-02-12 | 1,100 | $8.19 | 95,280 | No | 4 | M | Indirect | Kanaya Family Trust U/A Dtd 10/17/2012 |
| Common Stock | Acquisiton | 2020-02-12 | 1,400 | $10.86 | 96,680 | No | 4 | M | Indirect | Kanaya Family Trust U/A Dtd 10/17/2012 |
| Common Stock | Disposition | 2020-02-12 | 2,500 | $49.51 | 94,180 | No | 4 | S | Indirect | Kanaya Family Trust U/A Dtd 10/17/2012 |
| Common Stock | Acquisiton | 2020-02-13 | 18,700 | $8.19 | 112,880 | No | 4 | M | Indirect | Kanaya Family Trust U/A Dtd 10/17/2012 |
| Common Stock | Acquisiton | 2020-02-13 | 26,600 | $10.86 | 139,480 | No | 4 | M | Indirect | Kanaya Family Trust U/A Dtd 10/17/2012 |
| Common Stock | Disposition | 2020-02-13 | 45,300 | $49.61 | 94,180 | No | 4 | S | Indirect | Kanaya Family Trust U/A Dtd 10/17/2012 |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Indirect | Kanaya Family Trust U/A Dtd 10/17/2012 |
| No | 4 | M | Indirect | Kanaya Family Trust U/A Dtd 10/17/2012 |
| No | 4 | S | Indirect | Kanaya Family Trust U/A Dtd 10/17/2012 |
| No | 4 | M | Indirect | Kanaya Family Trust U/A Dtd 10/17/2012 |
| No | 4 | M | Indirect | Kanaya Family Trust U/A Dtd 10/17/2012 |
| No | 4 | S | Indirect | Kanaya Family Trust U/A Dtd 10/17/2012 |
| No | 4 | M | Indirect | Kanaya Family Trust U/A Dtd 10/17/2012 |
| No | 4 | M | Indirect | Kanaya Family Trust U/A Dtd 10/17/2012 |
| No | 4 | S | Indirect | Kanaya Family Trust U/A Dtd 10/17/2012 |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2020-02-11 | 200 | $0.00 | 200 | $8.19 |
| Common Stock | Stock Option (right to buy) | Disposition | 2020-02-12 | 1,100 | $0.00 | 1,100 | $8.19 |
| Common Stock | Stock Option (right to buy) | Disposition | 2020-02-13 | 18,700 | $0.00 | 18,700 | $8.19 |
| Common Stock | Stock Option (right to buy) | Disposition | 2020-02-11 | 2,800 | $0.00 | 2,800 | $10.86 |
| Common Stock | Stock Option (right to buy) | Disposition | 2020-02-12 | 1,400 | $0.00 | 1,400 | $10.86 |
| Common Stock | Stock Option (right to buy) | Disposition | 2020-02-13 | 26,600 | $0.00 | 26,600 | $10.86 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 191,932 | 2025-02-23 | No | 4 | M | Direct | |
| 190,832 | 2025-02-23 | No | 4 | M | Direct | |
| 172,132 | 2025-02-23 | No | 4 | M | Direct | |
| 107,200 | 2028-03-05 | No | 4 | M | Direct | |
| 105,800 | 2028-03-05 | No | 4 | M | Direct | |
| 79,200 | 2028-03-05 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 91,317 | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- Reflects the weighted average sale price of the sales sold. The shares were sold in multiple trades at prices ranging from $49.50 to $49.55 per share. The Reporting Person will provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
- Reflects the weighted average sale price of the sales sold. The shares were sold in multiple trades at prices ranging from $49.50 to $49.57 per share. The Reporting Person will provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
- Reflects the weighted average sale price of the sales sold. The shares were sold in multiple trades at prices ranging from $49.50 to $49.97 per share. The Reporting Person will provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
- As of February 11, 2020, and prior to this transaction, the exercised options were fully vested.
- Not applicable.
Billionaire Hedge Funds
