Filing Details
- Accession Number:
- 0000899243-20-004486
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-02-13 16:33:19
- Reporting Period:
- 2018-06-01
- Accepted Time:
- 2020-02-13 16:33:19
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1293613 | Kayne Anderson Mlpdstream Investment Co | KYN | () | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1535929 | Voya Financial, Inc. | 230 Park Avenue New York NY 10169 | No | No | Yes | No | |
1577976 | Voya Holdings, Inc. | One Orange Way Windsor CT 06095 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Series H Manadatory Redeemable Preferred Shares | Disposition | 2018-06-01 | 120,000 | $24.75 | 200,000 | No | 4 | J | Indirect | By Subsidiary |
Series I Mandatory Redeemable Preferred Shares | Disposition | 2018-06-01 | 56,000 | $24.25 | 144,000 | No | 4 | J | Indirect | By Subsidiary |
Series J Mandatory Redeemable Preferred Shares | Disposition | 2018-06-01 | 746,000 | $24.32 | 1,254,000 | No | 4 | J | Indirect | By Subsidiary |
Series L Mandatory Redeemable Preferred Shares | Acquisiton | 2020-02-11 | 800,000 | $25.00 | 800,000 | No | 4 | P | Indirect | By Subsidiary |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | J | Indirect | By Subsidiary |
No | 4 | J | Indirect | By Subsidiary |
No | 4 | J | Indirect | By Subsidiary |
No | 4 | P | Indirect | By Subsidiary |
Footnotes
- Securities were divested from the Voya Financial, Inc. ownership structure as a result of the divestment of former subsidiary Voya Insurance and Annuity Company on June 1, 2018.
- Most of the securities reported herein are directly beneficially owned by Voya Retirement Insurance and Annuity Company, Security Life of Denver Insurance Company, ReliaStar Life Insurance Company and ReliaStar Life Insurance Company of New York, each a direct or indirect subsidiary of Voya Financial, Inc. and/or Voya Holdings Inc. With respect to the remainder of the securities reported herein, Voya Investment Management, LLC, a subsidiary of Voya Holdings Inc., in its capacity as investment adviser to a third-party owner of such securities, has been delegated certain voting rights pursuant to an investment management contract with such third party, making Voya Investment Management, LLC a beneficial owner of such securities solely for regulatory purposes. Voya Holdings Inc. is a direct subsidiary of Voya Financial, Inc. Voya Financial, Inc. is the indirect beneficial owner of the securities reported herein.