Filing Details

Accession Number:
0001209191-20-009196
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-02-13 16:28:41
Reporting Period:
2020-02-11
Accepted Time:
2020-02-13 16:28:41
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1757898 Steris Plc STE () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1697095 L Karen Burton C/O 70 Sir John Rogerson'S Quay
Dublin L2 2
Vp, Controller & Cao No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Ordinary Shares Acquisiton 2020-02-11 4,040 $45.34 11,534 No 4 M Direct
Ordinary Shares Acquisiton 2020-02-11 3,400 $53.52 14,934 No 4 M Direct
Ordinary Shares Disposition 2020-02-11 7,440 $160.00 7,494 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Ordinary Shares Employee Stock Option (right to buy) Disposition 2020-02-11 4,040 $0.00 4,040 $45.34
Ordinary Shares Employee Stock Option (right to buy) Disposition 2020-02-11 3,400 $0.00 3,400 $53.52
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2023-05-31 No 4 M Direct
0 2024-05-31 No 4 M Direct
Footnotes
  1. 6,572 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 1,220 on June 1, 2020; 3,000 on June 1, 2021; 1,332 on May 31, 2022; 765 on May 31, 2022 and 255 on May 31, 2023.
  2. This exercise of stock options and sale of a total of 7,440 ordinary shares is pursuant to a Rule 10b5-1 Stock Trading Plan entered into by the Reporting Person on January 20, 2020.
  3. This option to purchase 4,040 STERIS ordinary shares, which is fully vested, was received in conjunction with the Redomiciliation of the entity organized under the laws of the U.K. and formerly named STERIS plc ("Old STERIS") in exchange for an option to purchase 4,040 Old STERIS ordinary shares for $45.34 per share, subject to the same terms and conditions as the original Old STERIS stock option, except as otherwise required by law.
  4. This option to purchase 3,400 STERIS ordinary shares, which is fully vested, was received in conjunction with the Redomiciliation of the entity organized under the laws of the U.K. and formerly named STERIS plc ("Old STERIS") in exchange for an option to purchase 3,400 Old STERIS ordinary shares for $53.52 per share, subject to the same terms and conditions as the original Old STERIS stock option, except as otherwise required by law.