Filing Details
- Accession Number:
- 0001104659-20-020135
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-02-13 15:47:35
- Reporting Period:
- 2020-02-11
- Accepted Time:
- 2020-02-13 15:47:35
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1579910 | Resonant Inc | RESN | () | TX |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1573572 | Park City Capital, Llc | C/O Park City Capital, Llc 100 Crescent Court, Suite 700 Dallas TX 75201 | Yes | No | No | No | |
1589232 | J Michael Fox | C/O Park City Capital, Llc 100 Crescent Court, Suite 700 Dallas TX 75201 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-02-11 | 134,000 | $1.50 | 2,000,000 | No | 4 | P | Indirect | By Park City Capital Offshore Master, Ltd. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Park City Capital Offshore Master, Ltd. |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 62,925 | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | $0.00 | 4,664 | 4,664 | Direct | ||
Common Stock | Restricted Stock Units | $0.00 | 36,630 | 36,630 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
4,664 | 4,664 | Direct | |
36,630 | 36,630 | Direct |
Footnotes
- Represents shares acquired from the Issuer in a public offering at a public offering price of $1.50 per share.
- Michael J. Fox is the managing member of Park City Capital, LLC, the investment adviser of the fund that directly holds the reported securities. Mr. Fox and Park City Capital, LLC may be deemed to be beneficial owners of the securities directly held by the fund. Each reporting person disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein.
- Each restricted stock unit (RSU) represents a contingent right to receive one share of Resonant Inc. common stock.
- The RSUs were granted on June 12, 2018. The shares vest on the earlier of (i) the day prior to the second annual meeting of stockholders following the grant date and (ii) June 12, 2020.
- The RSUs were granted on June 11, 2019. 50% of the shares vest on the earlier of (i) the day prior to the first annual meeting of stockholders following the grant or (ii) June 11, 2020, and 50% of the shares shall vest on the earlier of (i) the day prior to the second annual meeting of stockholders following the grant and (ii) June 11, 2021.