Filing Details
- Accession Number:
- 0001179110-20-001545
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-02-12 20:38:00
- Reporting Period:
- 2020-02-10
- Accepted Time:
- 2020-02-12 20:38:00
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1366246 | Glu Mobile Inc | GLUU | Services-Computer Programming Services (7371) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1575630 | Chris Akhavan | C/O Glu Mobile Inc. 875 Howard Street, Suite 100 San Francisco CA 94103 | Svp, Business & Corp. Dev. | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-02-10 | 100,000 | $4.10 | 120,530 | No | 4 | M | Direct | |
Common Stock | Disposition | 2020-02-10 | 100,000 | $7.10 | 20,530 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2020-02-10 | 201,370 | $2.13 | 221,900 | No | 4 | M | Direct | |
Common Stock | Disposition | 2020-02-10 | 201,370 | $7.10 | 20,530 | No | 4 | S | Direct | |
Common Stock | Disposition | 2020-02-10 | 20,530 | $7.10 | 0 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2020-02-11 | 164,255 | $2.13 | 164,255 | No | 4 | M | Direct | |
Common Stock | Disposition | 2020-02-11 | 164,255 | $6.86 | 0 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2020-02-11 | 160,643 | $3.59 | 160,643 | No | 4 | M | Direct | |
Common Stock | Disposition | 2020-02-11 | 160,643 | $6.86 | 0 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2020-02-11 | 55,034 | $3.59 | 55,034 | No | 4 | M | Direct | |
Common Stock | Disposition | 2020-02-11 | 55,034 | $6.86 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to buy) | Disposition | 2020-02-10 | 100,000 | $0.00 | 100,000 | $4.10 |
Common Stock | Stock Option (right to buy) | Disposition | 2020-02-10 | 201,370 | $0.00 | 201,370 | $2.13 |
Common Stock | Stock Option (right to buy) | Disposition | 2020-02-11 | 164,255 | $0.00 | 164,255 | $2.13 |
Common Stock | Stock Option (right to buy) | Disposition | 2020-02-11 | 160,643 | $0.00 | 160,643 | $3.59 |
Common Stock | Stock Option (right to buy) | Disposition | 2020-02-11 | 55,034 | $0.00 | 55,034 | $3.59 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2020-10-14 | No | 4 | M | Direct | |
248,630 | 2026-10-11 | No | 4 | M | Direct | |
84,375 | 2026-10-11 | No | 4 | M | Direct | |
0 | 2027-10-10 | No | 4 | M | Direct | |
159,157 | 2027-10-10 | No | 4 | M | Direct |
Footnotes
- Represents a weighted average price, as this transaction was executed in multiple trades at prices ranging from $7.0000 to $7.2750. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares purchased at each separate price.
- Represents a weighted average price, as this transaction was executed in multiple trades at prices ranging from $6.7200 to $7.0850. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares purchased at each separate price.
- The option vested and became exercisable with respect to 25% of the shares on October 14, 2015, with the remaining shares vesting and becoming exercisable in equal monthly installments over the following three years.
- The option vested and became exercisable with respect to 25% of the shares on October 11, 2017, with the remaining shares vesting and becoming exercisable in equal monthly installments over the following three years.
- The option vested and became exercisable with respect to 100% of the shares on February 15, 2019.
- The option vested and became exercisable with respect to 25% of the shares on October 10, 2018, with the remaining shares vesting and becoming exercisable in equal monthly installments over the following three years.