Filing Details

Accession Number:
0001179110-20-001545
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-02-12 20:38:00
Reporting Period:
2020-02-10
Accepted Time:
2020-02-12 20:38:00
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1366246 Glu Mobile Inc GLUU Services-Computer Programming Services (7371) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1575630 Chris Akhavan C/O Glu Mobile Inc.
875 Howard Street, Suite 100
San Francisco CA 94103
Svp, Business & Corp. Dev. No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-02-10 100,000 $4.10 120,530 No 4 M Direct
Common Stock Disposition 2020-02-10 100,000 $7.10 20,530 No 4 S Direct
Common Stock Acquisiton 2020-02-10 201,370 $2.13 221,900 No 4 M Direct
Common Stock Disposition 2020-02-10 201,370 $7.10 20,530 No 4 S Direct
Common Stock Disposition 2020-02-10 20,530 $7.10 0 No 4 S Direct
Common Stock Acquisiton 2020-02-11 164,255 $2.13 164,255 No 4 M Direct
Common Stock Disposition 2020-02-11 164,255 $6.86 0 No 4 S Direct
Common Stock Acquisiton 2020-02-11 160,643 $3.59 160,643 No 4 M Direct
Common Stock Disposition 2020-02-11 160,643 $6.86 0 No 4 S Direct
Common Stock Acquisiton 2020-02-11 55,034 $3.59 55,034 No 4 M Direct
Common Stock Disposition 2020-02-11 55,034 $6.86 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2020-02-10 100,000 $0.00 100,000 $4.10
Common Stock Stock Option (right to buy) Disposition 2020-02-10 201,370 $0.00 201,370 $2.13
Common Stock Stock Option (right to buy) Disposition 2020-02-11 164,255 $0.00 164,255 $2.13
Common Stock Stock Option (right to buy) Disposition 2020-02-11 160,643 $0.00 160,643 $3.59
Common Stock Stock Option (right to buy) Disposition 2020-02-11 55,034 $0.00 55,034 $3.59
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2020-10-14 No 4 M Direct
248,630 2026-10-11 No 4 M Direct
84,375 2026-10-11 No 4 M Direct
0 2027-10-10 No 4 M Direct
159,157 2027-10-10 No 4 M Direct
Footnotes
  1. Represents a weighted average price, as this transaction was executed in multiple trades at prices ranging from $7.0000 to $7.2750. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares purchased at each separate price.
  2. Represents a weighted average price, as this transaction was executed in multiple trades at prices ranging from $6.7200 to $7.0850. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares purchased at each separate price.
  3. The option vested and became exercisable with respect to 25% of the shares on October 14, 2015, with the remaining shares vesting and becoming exercisable in equal monthly installments over the following three years.
  4. The option vested and became exercisable with respect to 25% of the shares on October 11, 2017, with the remaining shares vesting and becoming exercisable in equal monthly installments over the following three years.
  5. The option vested and became exercisable with respect to 100% of the shares on February 15, 2019.
  6. The option vested and became exercisable with respect to 25% of the shares on October 10, 2018, with the remaining shares vesting and becoming exercisable in equal monthly installments over the following three years.