Filing Details
- Accession Number:
- 0001209191-20-008995
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2020-02-12 18:59:59
- Reporting Period:
- 2017-03-10
- Accepted Time:
- 2020-02-12 18:59:59
- Original Submission Date:
- 2017-03-14
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1558629 | Pimco Dynamic Credit & Mortgage Income Fund | PCI | () | 4/A |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1416185 | Emmanuel Roman | C/O Pimco 650 Newport Center Drive Newport Beach CA 92660 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-03-10 | 33,900 | $0.00 | 33,900 | No | 4 | P | Indirect | BY FAMILY CORPORATION |
Common Stock | Acquisiton | 2017-03-13 | 61,100 | $0.00 | 95,000 | No | 4 | P | Indirect | BY FAMILY CORPORATION |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | BY FAMILY CORPORATION |
No | 4 | P | Indirect | BY FAMILY CORPORATION |
Footnotes
- See original filing for pricing footnote.
- This Form 4 is amended solely to clarify that the prior filing inadvertently reported shares as directly owned by the Reporting Person instead of indirectly held through a family corporation controlled by the Reporting Person.