Home > Insider Trading > Filing (0001127602-20-005138)

Filing Details

Accession Number:: 0001127602-20-005138
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-02-12 18:50:59
Reporting Period:: 2020-02-10

Accepted Time:: 2020-02-12 18:50:59
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1745916	Pennymac Financial Services Inc.	PFSI	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1469142	Matthew Botein	C/O Pennymac Financial Services, Inc. 3043 Townsgate Road Westlake Village CA 91361		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Disposition	2020-02-10	18,369	$38.22	471,209	No	4	S	Direct
Common Stock	Disposition	2020-02-10	1,631	$39.13	469,578	No	4	S	Direct
Common Stock	Disposition	2020-02-11	20,000	$37.95	449,578	No	4	S	Direct
Common Stock	Disposition	2020-02-12	16,996	$37.50	432,582	No	4	S	Direct
Common Stock	Disposition	2020-02-12	3,004	$38.21	429,578	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Footnotes

These shares of Common Stock were sold pursuant to a 10b5-1 plan.
The price reported is the weighted average price of multiple transactions ranging from $37.89 to $38.69. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Common Stock and the prices at which the transactions were effected.
The price reported is the weighted average price of multiple transactions ranging from $38.99 to $39.39. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Common Stock and the prices at which the transactions were effected.
The reported amount consists of 8,891 restricted stock units and 462,318 shares of Common Stock. The restricted stock units are to be settled in an equal number of Common Stock upon vesting.
The reported amount consists of 8,891 restricted stock units and 460,687 shares of Common Stock. The restricted stock units are to be settled in an equal number of Common Stock upon vesting.
The price reported is the weighted average price of multiple transactions ranging from $37.60 to $38.48. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Common Stock and the prices at which the transactions were effected.
The reported amount consists of 8,891 restricted stock units and 440,687 shares of Common Stock. The restricted stock units are to be settled in an equal number of Common Stock upon vesting.
The price reported is the weighted average price of multiple transactions ranging from $37.12 to $38.03. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Common Stock and the prices at which the transactions were effected.
The reported amount consists of 8,891 restricted stock units and 423,691 shares of Common Stock. The restricted stock units are to be settled in an equal number of Common Stock upon vesting.
The price reported is the weighted average price of multiple transactions ranging from $38.13 to $38.36. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Common Stock and the prices at which the transactions were effected.
The reported amount consists of 8,891 restricted stock units and 420,687 shares of Common Stock. The restricted stock units are to be settled in an equal number of Common Stock upon vesting.