Filing Details
- Accession Number:
- 0001209191-20-008985
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2020-02-12 18:46:12
- Reporting Period:
- 2015-09-04
- Accepted Time:
- 2020-02-12 18:46:12
- Original Submission Date:
- 2015-09-09
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1558629 | Pimco Dynamic Credit & Mortgage Income Fund | PCI | () | 4/A |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1423452 | J Thomas Otterbein | C/O Pimco 650 Newport Center Drive Newport Beach CA 92660 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-09-04 | 5,000 | $0.00 | 5,000 | No | 4 | P | Indirect | BY FAMILY TRUST |
Common Stock | Acquisiton | 2016-04-20 | 7,000 | $0.00 | 12,397 | No | 4 | P | Indirect | BY FAMILY TRUST |
Common Stock | Acquisiton | 2018-10-11 | 5,000 | $0.00 | 20,958 | No | 4 | P | Indirect | BY FAMILY TRUST |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | BY FAMILY TRUST |
No | 4 | P | Indirect | BY FAMILY TRUST |
No | 4 | P | Indirect | BY FAMILY TRUST |
Footnotes
- See original applicable filing for pricing footnote.
- These Form 4s are amended solely to clarify that the prior filings inadvertently reported the shares as directly owned by the Reporting Person instead of indirectly held through a family trust.
- The Form 4 being amended hereby for this transaction was filed on April 22, 2016.
- Includes 397 and 3,561 shares, respectively, acquired under a qualified dividend reinvestment plan on various dates since the then prior Form 4 filing.
- The Form 4 being amended hereby for this transaction was filed on October 15, 2018.