Filing Details

Accession Number:
0001209191-20-008985
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2020-02-12 18:46:12
Reporting Period:
2015-09-04
Accepted Time:
2020-02-12 18:46:12
Original Submission Date:
2015-09-09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1558629 Pimco Dynamic Credit & Mortgage Income Fund PCI () 4/A
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1423452 J Thomas Otterbein C/O Pimco
650 Newport Center Drive
Newport Beach CA 92660
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-09-04 5,000 $0.00 5,000 No 4 P Indirect BY FAMILY TRUST
Common Stock Acquisiton 2016-04-20 7,000 $0.00 12,397 No 4 P Indirect BY FAMILY TRUST
Common Stock Acquisiton 2018-10-11 5,000 $0.00 20,958 No 4 P Indirect BY FAMILY TRUST
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect BY FAMILY TRUST
No 4 P Indirect BY FAMILY TRUST
No 4 P Indirect BY FAMILY TRUST
Footnotes
  1. See original applicable filing for pricing footnote.
  2. These Form 4s are amended solely to clarify that the prior filings inadvertently reported the shares as directly owned by the Reporting Person instead of indirectly held through a family trust.
  3. The Form 4 being amended hereby for this transaction was filed on April 22, 2016.
  4. Includes 397 and 3,561 shares, respectively, acquired under a qualified dividend reinvestment plan on various dates since the then prior Form 4 filing.
  5. The Form 4 being amended hereby for this transaction was filed on October 15, 2018.