Filing Details
- Accession Number:
- 0001104659-20-019486
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-02-12 18:40:07
- Reporting Period:
- 2020-02-10
- Accepted Time:
- 2020-02-12 18:40:07
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1490978 | Schrodinger Inc. | SDGR | () | WA |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1166559 | Trust Foundation Gates Melinda & Bill | 2365 Carillon Point Kirkland WA 98033 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-02-10 | 6,393,429 | $0.00 | 6,393,429 | No | 4 | C | Direct | |
Common Stock | Acquisiton | 2020-02-10 | 588,235 | $17.00 | 6,981,664 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Direct | |
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series B preferred stock | Disposition | 2020-02-10 | 29,468,101 | $0.00 | 3,942,041 | $0.00 |
Common Stock | Series C preferred stock | Disposition | 2020-02-10 | 47,242,235 | $0.00 | 6,319,743 | $0.00 |
Common Stock | Series D preferred stock | Disposition | 2020-02-10 | 35,946,010 | $0.00 | 4,808,612 | $0.00 |
Common Stock | Series E preferred stock | Disposition | 2020-02-10 | 33,543,539 | $0.00 | 4,487,226 | $0.00 |
Common Stock | Limited common stock | Acquisiton | 2020-02-10 | 13,164,193 | $0.00 | 13,164,193 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Direct | ||
0 | No | 4 | C | Direct | ||
0 | No | 4 | C | Direct | ||
0 | No | 4 | C | Direct | ||
13,164,193 | No | 4 | C | Direct |
Footnotes
- Upon closing of the Issuer's initial public offering ("IPO"), all of the Series E preferred stock held by Bill & Melinda Gates Foundation Trust (the "Trust") converted automatically into the Issuer's common stock on a 7.47534-for-1 basis without payment of further consideration. There was no expiration date for the Series E preferred stock.
- Represents shares acquired pursuant to an Issuer directed allocation in connection with the Issuer's IPO of common stock.
- Upon closing of the Issuer's IPO, the Trust voluntarily exchanged all of its Series B preferred stock and Series C preferred stock into the Issuer's limited common stock on a 7.47534-for-1 basis without payment of further consideration. There was no expiration date for the Series B preferred stock or Series C preferred stock.
- Upon closing of the Issuer's IPO, (i) 14,249,523 shares of Series D preferred stock converted automatically into the Issuer's common stock on a 7.47534-for-1 basis without payment of further consideration and (ii) 21,696,487 shares of Seried D preferred stock were voluntarily exchanged at the discretion of the Trust into the Issuer's limited common stock on a 7.47534-for-1 basis without further consideration. There was no expiration date for the Series D preferred stock.
- All shares of the Issuer's limited common stock have no expiration date and may be exchanged at the Trust's election into the Issuer's common stock on a 1-for-1 basis without payment of further consideration.