Filing Details
- Accession Number:
- 0001209191-20-008963
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2020-02-12 18:26:03
- Reporting Period:
- 2014-02-18
- Accepted Time:
- 2020-02-12 18:26:03
- Original Submission Date:
- 2014-02-19
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1558629 | Pimco Dynamic Credit & Mortgage Income Fund | PCI | () | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1599388 | T Alfred Murata | C/O Pimco 650 Newport Center Drive Newport Beach CA 92660 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-02-18 | 16,000 | $0.00 | 16,000 | No | 4 | P | Indirect | BY DCP |
Common Stock | Acquisiton | 2014-03-26 | 10,000 | $0.00 | 26,000 | No | 4 | P | Indirect | BY DCP |
Common Stock | Acquisiton | 2014-12-04 | 10,000 | $0.00 | 36,000 | No | 4 | P | Indirect | BY DCP |
Common Stock | Acquisiton | 2015-05-13 | 10,000 | $0.00 | 46,000 | No | 4 | P | Indirect | BY DCP |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | BY DCP |
No | 4 | P | Indirect | BY DCP |
No | 4 | P | Indirect | BY DCP |
No | 4 | P | Indirect | BY DCP |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 4,000 | Indirect | BY 401(K) PLAN |
Footnotes
- See original applicable filing for pricing footnote.
- These Form 4s are amended solely to clarify that the prior filings inadvertently reported the shares as directly owned by the Reporting person instead of indirectly held through a deferred compensation plan.
- The Form 4 being amended hereby for this transaction was filed on March 27, 2014.
- The Form 4 being amended hereby for this transaction was filed on December 5, 2014.
- The Form 4 being amended hereby for this transaction was filed on May 14, 2015.