Filing Details
- Accession Number:
- 0001209191-20-008946
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2020-02-12 18:14:15
- Reporting Period:
- 2014-12-05
- Accepted Time:
- 2020-02-12 18:14:15
- Original Submission Date:
- 2014-12-05
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1558629 | Pimco Dynamic Credit & Mortgage Income Fund | PCI | () | 4/A |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1201880 | C John Maney | C/O Pimco, 650 Newport Center Drive Newport Beach CA 92660 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-12-05 | 4,560 | $0.00 | 4,560 | No | 4 | P | Indirect | BY DCP |
| Common Stock | Acquisiton | 2016-07-07 | 2,565 | $0.00 | 7,125 | No | 4 | P | Indirect | BY DCP |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | BY DCP |
| No | 4 | P | Indirect | BY DCP |
Footnotes
- See original applicable filing for pricing footnote.
- These Form 4s are amended to clarify that the prior Form 4s inadvertently reported securities directly owned by the Reporting Person instead of indirectly held through a deferred compensation plan, and as to the July 7, 2016 transaction, inadvertently reported the transaction as involving derivative securities on Table II instead of shares on Table I.
- The Form 4 being amended hereby for this transaction was filed on July 8, 2016.
Billionaire Hedge Funds
