Filing Details
- Accession Number:
- 0001209191-20-008933
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2020-02-12 18:08:32
- Reporting Period:
- 2019-01-30
- Accepted Time:
- 2020-02-12 18:08:32
- Original Submission Date:
- 2019-02-01
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1756908 | Pimco Energy & Tactical Credit Opportunities Fund | NRGX | () | 4/A |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1701847 | Colleen Miller Dean | C/O Pimco 650 Newport Center Drive Newport Beach CA 92660 | Assistant Treasurer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares | Acquisiton | 2019-01-30 | 1,000 | $0.00 | 1,000 | No | 4 | P | Indirect | BY 401(K) PLAN |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | BY 401(K) PLAN |
Footnotes
- See original filing for pricing footnote.
- This Form 4 is amended solely to clarify that the prior filing inadvertently reported the shares as directly owned by the Reporting Person instead of indirectly held through a 401(k) Plan.